📖 ContentsChapter 5
Spine and Holistic Health · Chapter 5

Nerve Roots, Dermatomes and Reflexes

When a patient points to a stripe of numbness down the outside of the leg, or a reflex hammer meets a quiet ankle, the nervous system is telling you exactly which level of the spine to look at. Dermatomes, myotomes and reflexes link a symptom in the hand or foot to a single spinal segment. This chapter builds the map from the spinal nerve outward, then shows how to tell true root irritation from referred pain and from a nerve trapped farther down the limb.

By the end of this chapter you can

  • Describe how dorsal and ventral roots join to form a spinal nerve, name its branches, and explain the numbering rule that makes cervical roots exit above their vertebra and lower roots exit below.
  • List the borders and contents of the intervertebral foramen and explain how posture and degeneration change its size.
  • Locate the key dermatome landmarks and test the key myotomes of the upper and lower limbs, and explain why maps vary and overlap.
  • Trace the monosynaptic stretch reflex, give the root levels of the deep tendon reflexes, and grade a reflex on the 0 to 4+ scale.
  • Recognize pathological reflexes such as the Babinski sign, Hoffmann sign and sustained clonus, and contrast upper motor neuron with lower motor neuron findings.
  • Distinguish radicular pain, radiculopathy, somatic referred pain and visceral referred pain by mechanism and by clinical pattern.
  • Predict which root a disc herniation will affect from its level and its position (central, subarticular, foraminal or far lateral), and interpret neurodynamic tests such as the straight leg raise, slump and Spurling tests.
  • Describe the common peripheral nerve entrapments of the upper and lower limb and separate each from the radiculopathy it most resembles.
  • Name the red flags in nerve root presentations, including cauda equina syndrome, progressive weakness and myelopathy, that call for urgent referral.

Section 1Spinal nerve formation and the intervertebral foramen

From rootlets to rami

Each segment of the spinal cord gives off a series of small rootlets from its back and front surfaces. The rootlets on the back gather into the dorsal (posterior) root, and those on the front gather into the ventral (anterior) root. The two roots carry very different traffic. The dorsal root is purely sensory (afferent): it carries information from skin, muscle spindles, joints, ligaments and viscera into the cord. Their cell bodies sit outside the cord in a swelling on the dorsal root, the dorsal root ganglion (DRG). The ventral root is motor (efferent). It carries alpha motor axons to skeletal muscle, gamma motor axons to muscle spindles and, at T1 to L2 and S2 to S4, preganglionic autonomic fibers.

Just beyond the DRG, usually within the intervertebral foramen, the roots merge to form the spinal nerve. The spinal nerve is short, roughly a centimeter long, and it is mixed: from here outward every branch can carry both sensory and motor fibers. Almost as soon as it leaves the foramen the spinal nerve divides:

POSTERIOR ANTERIOR Dorsal horn Ventral horn Spinal cord Dorsal root (sensory) Dorsal root ganglion Ventral root (motor) Spinal nerve (mixed) Dorsal ramus Ventral ramus Rami communicantes Sympathetic chain ganglion
Figure 5.1 Formation of a thoracic spinal nerve. The dorsal root carries sensory fibers whose cell bodies sit in the dorsal root ganglion; the ventral root carries motor fibers. They merge into a short mixed spinal nerve that splits into a small dorsal ramus (back muscles, facet joints, skin of the back) and a large ventral ramus (front of the trunk and the limbs). Rami communicantes connect to the sympathetic chain.

Thirty one pairs and the numbering rule

Humans have 31 pairs of spinal nerves: 8 cervical, 12 thoracic, 5 lumbar, 5 sacral and 1 coccygeal. The only mismatch with the vertebrae is in the neck, which has seven vertebrae but eight nerves. The first cervical nerve leaves between the skull and the atlas, so each cervical nerve from C1 to C7 exits above the vertebra that shares its number. The C8 nerve exits between C7 and T1, and from T1 downward every nerve exits below its numbered vertebra. This rule has a direct clinical payoff. A disc between C5 and C6 sits next to the foramen through which the C6 nerve leaves, so a posterolateral C5 to C6 herniation usually produces a C6 radiculopathy. In the lumbar spine the L4 nerve leaves below the L4 pedicle, through the L4 to L5 foramen.

A second mismatch develops during growth. The vertebral column lengthens faster than the cord, so in the adult the cord ends as the conus medullaris at about the L1 to L2 disc. Below that, lumbar and sacral roots must travel downward inside the dural sac before they reach their exit foramina. This bundle of descending roots is the cauda equina ("horse's tail"). A large central herniation in the lumbar spine compresses roots, not cord, so it produces a lower motor neuron picture with saddle numbness and bladder dysfunction (the cauda equina syndrome) rather than spasticity.

RegionPairsExit ruleExampleMain destination of ventral rami
Cervical8C1 to C7 exit above the same numbered vertebra; C8 exits between C7 and T1C6 leaves through the C5 to C6 foramenCervical plexus (C1 to C4), brachial plexus (C5 to T1)
Thoracic12Exit below the same numbered vertebraT6 leaves through the T6 to T7 foramenIntercostal nerves, subcostal nerve (T12); T1 also joins the brachial plexus
Lumbar5Exit below the same numbered vertebra; roots descend in the cauda equina firstL4 leaves through the L4 to L5 foramenLumbar plexus (L1 to L4): femoral and obturator nerves
Sacral5Exit through the anterior and posterior sacral foraminaS1 leaves through the first sacral foraminaSacral plexus (L4 to S4): sciatic, gluteal and pudendal nerves
Coccygeal1Exits near the sacral hiatusCo1Coccygeal plexus (small, skin near the coccyx)
Study tip. To find the root at risk from a lumbar disc, remember "the disc hits the root that is passing, not the one that is leaving." At L4 to L5 the L4 root has already turned out under the L4 pedicle, high in the foramen, so an ordinary posterolateral herniation catches the L5 root that is still traveling down. In the neck, add one to the upper vertebra: C5 to C6 disc, C6 root.

The intervertebral foramen

The intervertebral foramen (IVF) is the window between two adjacent vertebrae through which the spinal nerve leaves the canal. Its borders are:

The contents are the dural sleeve holding the roots or spinal nerve, the dorsal root ganglion, the recurrent meningeal nerve, a spinal branch of a segmental artery, communicating veins and fat. In the lumbar spine the nerve occupies a relatively small part of the foramen, often quoted as about one third to one half of its area, and it lies in the upper part, tucked under the pedicle above. The disc lies at the level of the lower part of the foramen. This is why loss of disc height, which lets the upper pedicle drop toward the lower one, squeezes the exiting root.

In the neck the foramen is shaped more like a gutter that runs forward and outward at roughly 45 degrees, and the nerve fills a larger share of it. Uncovertebral spurs project into the front of the foramen and facet joint enlargement projects into the back, so cervical foraminal stenosis is common in middle age and is the most frequent cause of cervical radiculopathy, ahead of soft disc herniation.

ANTERIOR POSTERIOR Vertebral body Disc Pedicle above (roof) Pedicle below (floor) Facet joint and ligamentum flavum (posterior wall) Anterior wall: back of the bodies and the disc Exiting root andDRG ride high, underthe upper pedicle,above the disc
Figure 5.2 The lumbar intervertebral foramen seen from the side. Pedicles form its roof and floor, the vertebral bodies and disc form its front wall, and the facet joint with the ligamentum flavum forms its back wall. The exiting root sits high in the foramen, so loss of disc height and facet enlargement narrow the space around it.

What changes the size of the foramen

The foramen is a dynamic space. Flexion opens it, because the pedicles separate and the ligamentum flavum is stretched thin. Extension closes it, because the facets slide together, the ligamentum flavum buckles inward and the disc bulges slightly backward. Lateral flexion and rotation toward one side narrow the foramen on that side. This is why patients with foraminal stenosis often lean forward, find walking downhill harder than uphill, and get relief from sitting, and why the Spurling test (extension, side bending and rotation toward the painful side with gentle downward pressure) can reproduce cervical radicular pain.

Disc height loss, herniation, osteophytes, facet hypertrophy, ligamentum flavum thickening and spondylolisthesis all shrink the foramen over time. Compression of the root does not by itself cause pain. A healthy nerve that is compressed tends to go numb or weak. Pain arises when the root is also inflamed. Chemical mediators released from herniated nucleus pulposus (including phospholipase A2, tumor necrosis factor alpha and other cytokines), together with venous congestion and reduced blood flow inside the root, make the DRG and root hyperexcitable.

Key point

Dorsal (sensory) and ventral (motor) roots join just beyond the dorsal root ganglion to form a short mixed spinal nerve inside the intervertebral foramen, which then splits into dorsal and ventral rami. Cervical nerves exit above their vertebra and all others below, the cord ends near L1 to L2, and the foramen, bounded by pedicles, disc and facet, narrows with extension and degeneration.

Section 2Dermatomes and myotomes

What a dermatome is, and is not

A dermatome is the area of skin supplied by the sensory fibers of a single spinal nerve root. A myotome is the group of muscles supplied mainly by the motor fibers of a single root. Both ideas come from embryology. Each embryonic somite carries its own nerve supply as it grows, which gives neat horizontal bands in the trunk. In the limbs the pattern is stretched and twisted, because the limb buds grow out from the body wall and then rotate: the upper limb rotates laterally and the lower limb rotates medially. That is why the dermatomes of the leg spiral around the shin and why the big toe, which is on the inner side of the foot, belongs to L5 while the little toe belongs to S1.

Dermatome maps are useful, but they are approximations. Three facts keep them honest. First, adjacent dermatomes overlap. Each root sends some fibers into the territory of its neighbors, so cutting a single root rarely produces a clean band of total numbness; usually there is reduced sensation in a smaller central zone, often called the autonomous zone. Second, the maps disagree. Classic maps were built by different methods and draw several borders differently; modern evidence based maps show the most consistent zones rather than sharp lines. Third, people vary. A given person may have a prefixed or postfixed brachial plexus that shifts everything up or down by about half a segment. For these reasons, examiners test key sensory points near the center of each dermatome rather than trying to trace borders.

Key sensory points

The standard examination tests one key point per dermatome for light touch and pinprick. A few landmarks make the trunk easy: the nipple line is about T4, the xiphoid process about T6, the umbilicus T10, and the inguinal ligament T12 to L1. The cape over the top of the shoulder is C4, which lies right next to T2 on the upper chest because the C5 to T1 territories have been pulled out into the arm.

RootKey sensory pointPractical description of the territory
C2At least 1 cm lateral to the occipital protuberanceBack of the scalp
C3Supraclavicular fossaUpper neck and area above the clavicle
C4Top of the acromioclavicular jointCape over the shoulder
C5Lateral side of the antecubital fossaLateral (outer) upper arm
C6Thumb, dorsal surface of the proximal phalanxLateral forearm, thumb and index finger
C7Middle finger, dorsal surface of the proximal phalanxMiddle finger and the back of the forearm
C8Little finger, dorsal surface of the proximal phalanxLittle and ring finger, medial forearm
T1Medial (ulnar) side of the antecubital fossaMedial upper arm and elbow
T4 / T6 / T10Nipple line / xiphoid / umbilicusHorizontal bands of the chest and abdomen
L2Mid anterior thighFront of the upper thigh
L3Medial femoral condyleLower anterior thigh and the inner knee
L4Medial malleolusMedial leg down to the inner ankle
L5Dorsum of the foot at the third metatarsophalangeal jointLateral leg, top of the foot and the big toe
S1Lateral heelLateral border of the foot, little toe, much of the sole
S2Midpoint of the popliteal fossaBack of the thigh and calf
S3 to S5Ischial tuberosity, then the perianal areaButtock and the "saddle" region around the anus and genitals
Upper limb, palm forward Lower limb, front C5 lateral arm C6 thumb side C7 T1 medial arm C8 little finger side T4 nipple lineT6 xiphoidT10 umbilicusT12 inguinal ligament L1 groin L2 front thigh L3 inner knee L4 medial leg and ankle L5 lateral leg, top of foot, big toe S1 lateral foot, little toe medial lateral
Figure 5.3 A simplified dermatome map. In the arm, the thumb side is C5 and C6, the middle finger is C7, and the little finger side is C8 and T1. On the trunk, the bands are horizontal. In the leg, the bands spiral: L4 runs down the inner leg to the medial malleolus, L5 crosses to the outer leg and the top of the foot including the big toe, and S1 takes the outer edge of the foot. Real borders overlap and vary between people.

Myotomes and how to test them

Most limb muscles receive fibers from two or three roots, so a single root lesion usually causes partial weakness rather than paralysis. Still, each movement has one root that contributes most, and testing a key movement for each root gives a quick and reasonably reliable screen. Strength is graded on the Medical Research Council scale: 0 no contraction; 1 a flicker of contraction without movement; 2 movement with gravity eliminated; 3 movement against gravity but not resistance; 4 movement against some resistance; 5 normal strength. Most root weakness falls within grade 4.

Always compare sides. For the large leg muscles manual testing is insensitive, so add functional tests: ten single leg heel raises for S1, walking on the heels for L4 and L5, and a single leg sit to stand or step up for L3 and L4.

RootKey movement (screening myotome)Main musclesFunctional check
C5Shoulder abduction, elbow flexionDeltoid, biceps, supraspinatusHold arms out at 90 degrees against pressure
C6Wrist extension, elbow flexionExtensor carpi radialis, biceps, brachioradialisResisted wrist cock up
C7Elbow extension, wrist flexion, finger extensionTriceps, flexor carpi radialis, extensor digitorumPush up from a chair
C8Finger flexion, thumb extensionFlexor digitorum profundus, extensor pollicisGrip strength
T1Finger abductionDorsal interossei, abductor digiti minimiSpread fingers against resistance
L2Hip flexionIliopsoasSeated knee lift
L3Knee extensionQuadricepsSingle leg step up or squat
L4Ankle dorsiflexionTibialis anteriorHeel walking
L5Great toe extension, hip abductionExtensor hallucis longus, gluteus mediusTrendelenburg sign, heel walking
S1Ankle plantar flexion, foot eversion, hip extensionGastrocnemius and soleus, fibularis, gluteus maximusRepeated single leg heel raises, toe walking
Study tip. Count the reflex levels on your hands and feet: "S1, 2, buckle my shoe" (Achilles), "L3, 4, kick the door" (patellar), "C5, 6, pick up sticks" (biceps and brachioradialis), "C7, 8, lay them straight" (triceps). The same rhyme gets you most of the myotomes. A common mistake is to assign the big toe to S1; the big toe and the top of the foot are L5, and the little toe and lateral foot are S1.

Putting sensation and strength together

A root lesion is suggested when changes in sensation, strength and reflexes all point to the same level, on one side, and match the pattern of pain. A peripheral nerve lesion produces a different pattern: sensory loss with sharp, characteristic borders that cut across dermatomes, and weakness confined to muscles of one nerve even if those muscles come from different roots. For example, weakness of thumb abduction with numbness of the thumb, index and middle fingers but normal wrist extension and a normal brachioradialis reflex points to the median nerve at the wrist, not to C6.

Test both light touch (large fibers, dorsal columns) and pinprick (small fibers, spinothalamic tract). Patients often describe paresthesia (tingling or pins and needles, a positive symptom) before hypoesthesia (reduced feeling, a negative sign), and some develop dysesthesia (unpleasant, burning sensations) or allodynia (pain from a normally harmless touch).

Key point

A dermatome is the skin supplied by one root and a myotome the muscles supplied mainly by one root. Maps overlap and vary, so test key points and key movements and look for sensation, strength and reflexes that agree on a single level. Memorize the anchors: C6 thumb, C7 middle finger, C8 little finger, T4 nipple, T10 umbilicus, L4 medial malleolus, L5 big toe and dorsum of the foot, S1 lateral foot and heel.

Section 3Deep tendon and pathological reflexes

The stretch reflex arc

The deep tendon reflex, more accurately called the muscle stretch reflex, is the simplest reflex in the body and one of the most informative tests in the neurological examination. Tapping a tendon does not stimulate the tendon itself. It produces a quick, small stretch of the muscle, and that stretch is detected by muscle spindles.

Muscle spindles are small encapsulated sensory organs that lie in parallel with ordinary (extrafusal) muscle fibers. Their specialized intrafusal fibers are wrapped by sensory endings that give rise to large, fast type Ia afferent fibers that fire vigorously when the muscle is stretched quickly. The Ia fiber enters the cord through the dorsal root, its cell body in the dorsal root ganglion, and synapses directly on alpha motor neurons in the ventral horn that supply the same muscle. Because there is only one synapse between sensory input and motor output, the reflex is called monosynaptic. The alpha motor neuron fires, the muscle contracts and the limb jerks.

At the same time, branches of the Ia fiber excite a Ia inhibitory interneuron that suppresses motor neurons to the antagonist muscle. When the quadriceps is reflexly contracting, the hamstrings are told to relax. This is reciprocal inhibition. A separate receptor, the Golgi tendon organ, lies in series with the muscle at the musculotendinous junction and signals tension through type Ib fibers, which inhibit the same muscle (autogenic inhibition). Spindle sensitivity is set by gamma motor neurons, which contract the ends of the intrafusal fibers and keep the spindle taut. Descending pathways adjust this setting constantly, so reflexes change with anxiety, attention and injury to the brain or cord.

Spinal cord, L2 to L4 Tap on tendon Muscle spindle Ia afferent DRG Ia inhibitory interneuron Alpha motor neuron (quadriceps) Hamstring motor neuron Quadriceps (agonist) contracts Hamstrings (antagonist) relax Alpha motor axon Reduced drive (reciprocal inhibition)
Figure 5.4 The patellar stretch reflex. The tap stretches the quadriceps and its spindles; Ia afferents (blue) synapse directly on alpha motor neurons (red) that contract the same muscle, the single synapse that makes the reflex monosynaptic. A branch excites an inhibitory interneuron (gray) that reduces drive to the hamstrings.

The reflexes you test and their levels

Each commonly tested reflex is carried by one or two root levels through one peripheral nerve. A reduced or absent reflex can therefore point to a root, provided the change is on one side and fits the sensory and motor findings.

ReflexMain root (range)Peripheral nerveHow to elicitNotes
BicepsC5 (C5 to C6)MusculocutaneousThumb over the biceps tendon at the elbow, tap the thumbReduced in C5 or C6 radiculopathy
BrachioradialisC6 (C5 to C6)RadialTap the radial side of the distal forearmAn inverted response (finger flexion only) suggests myelopathy at C5 to C6
TricepsC7 (C6 to C8)RadialArm supported, elbow at 90 degrees, tap the tendon above the olecranonThe most common reflex loss in cervical radiculopathy, because C7 is the most often affected root
Patellar (quadriceps)L4 (L2 to L4)FemoralLegs hanging free, tap the patellar tendonReduced in L3 or L4 radiculopathy and in femoral neuropathy
Medial hamstringL5 (L5 to S1)Sciatic (tibial part)Patient prone or supine, finger on the semitendinosus tendon, tap the fingerThe only reflex for L5, but often hard to obtain and unreliable
Achilles (ankle)S1 (S1 to S2)TibialFoot slightly dorsiflexed, tap the Achilles tendon; kneeling on a chair helpsReduced in S1 radiculopathy; normally weaker in older adults

Grading and reinforcement

Reflexes are graded on a five point scale: 0 absent; 1+ present but diminished (trace); 2+ normal; 3+ brisker than average, possibly with spread to neighboring muscles; 4+ very brisk, often with sustained clonus. The grade itself matters less than asymmetry and context. Many healthy people have 1+ or 3+ reflexes everywhere; an absent ankle reflex on one side only, in a patient with pain down the back of that leg, is meaningful. Ankle reflexes often fade in people over about 60, so a bilaterally absent ankle jerk in an older adult may be normal aging or a peripheral neuropathy rather than a root problem.

When a reflex seems absent, use reinforcement before calling it 0. The Jendrassik maneuver asks the patient to hook the fingers of both hands together and pull apart just as you tap a lower limb reflex; clenching the teeth or making a fist reinforces upper limb reflexes. A reflex that appears only with reinforcement is graded 1+.

Study tip. Think of a reflex as a test of the whole loop: receptor, sensory nerve, root, cord segment, motor nerve and muscle, plus the volume knob set by the brain. A reduced reflex means a break somewhere in the loop (a lower motor neuron or sensory problem). A brisk reflex means the volume knob from above has been lost (an upper motor neuron problem).

Upper versus lower motor neuron signs

The upper motor neurons are the neurons of the motor cortex and brainstem whose axons descend in the corticospinal and other tracts. The lower motor neurons are the alpha motor neurons of the ventral horn and cranial nerve nuclei, along with their axons in roots and peripheral nerves. Injury at each level produces a recognizable cluster of signs, and telling them apart is one of the most important skills in spine examination, because a patient with neck pain and an upper motor neuron picture may have cord compression rather than a simple root problem.

FeatureUpper motor neuron lesionLower motor neuron lesion
ExamplesStroke, cervical myelopathy, multiple sclerosis, spinal cord injuryRadiculopathy, peripheral nerve injury, cauda equina syndrome, motor neuron loss in the ventral horn
Distribution of weaknessGroups of muscles in a pyramidal pattern (arm extensors and leg flexors weaker)Muscles of one root or nerve
ToneIncreased: spasticity (velocity dependent, "clasp knife")Reduced or flaccid
ReflexesHyperreflexia, spread, clonusHyporeflexia or areflexia
Plantar responseExtensor (Babinski sign)Flexor (normal) or absent
Muscle bulkLittle wasting early (disuse later)Marked atrophy over weeks
FasciculationsAbsentMay be present

Pathological reflexes

Some reflexes are normally absent in adults and appear only when descending control is damaged. They are called pathological reflexes, and their presence is a red flag for disease of the brain or spinal cord.

Among the superficial reflexes, the abdominal reflexes (T8 to T12) are lost with upper motor neuron lesions, and the anal wink and bulbocavernosus reflexes test S2 to S4, the segments that control the bladder, bowel and sexual function, and they are checked when cauda equina syndrome or conus damage is suspected.

Connection. Cervical spondylotic myelopathy is the most common cause of spinal cord dysfunction in older adults, and it is easy to miss because it creeps in slowly as clumsy hands, trouble with buttons, dropped objects and an unsteady gait. Neck pain may be mild. A brisk reflex, a Hoffmann sign or sustained clonus in a patient presenting with neck pain changes the plan from conservative care to imaging and referral to a spine surgeon.
Key point

The stretch reflex is a monosynaptic loop from muscle spindle to Ia afferent to alpha motor neuron, with reciprocal inhibition of the antagonist. Biceps and brachioradialis test C5 to C6, triceps C7, patellar L4 and Achilles S1. Reduced reflexes point to the lower motor neuron or sensory side of the loop; brisk reflexes, Babinski, Hoffmann and sustained clonus point to the upper motor neuron and demand a closer look at the brain and cord.

Section 4Radiculopathy versus referred pain

Four words that are often confused

Leg and arm pain from the spine is described loosely even by clinicians, but each of these terms has a different mechanism, prognosis and meaning for referral.

"Sciatica" is a lay term that does not say whether leg pain is radicular or referred, so replace it with a precise term after the examination.

Why referral happens

Referred pain is explained by convergence. Sensory neurons from deep spinal structures, viscera and skin all synapse in the dorsal horn, and many second order neurons there receive input from more than one source. The brain has learned, over a lifetime, that activity in a given dorsal horn neuron usually comes from the skin and muscle it serves most often. When the same neuron is activated by input from a disc or an organ, the brain projects the sensation onto that familiar territory. This is called the convergence projection theory. Classic experiments injecting salt solution into the interspinous ligaments of volunteers produced aching, segmental limb pain with no root involved, and later studies showed that facets, discs and sacroiliac joints refer pain into the buttock, groin and thigh with large overlap.

Visceral referral follows the segment that supplied the organ's embryonic origin. Pain from the heart is referred to the chest, left arm and jaw (upper thoracic segments); pain from the diaphragm, through the phrenic nerve (C3 to C5), is referred to the tip of the shoulder; gallbladder disease refers to the right upper abdomen and below the right scapula; the kidneys and ureters refer to the flank and groin; the pancreas and a leaking abdominal aortic aneurysm can refer straight through to the mid back. Consider visceral causes when back pain is unchanged by movement or comes with systemic symptoms.

FeatureRadicular pain / radiculopathySomatic referred pain
SourceNerve root or dorsal root ganglionDisc, facet, sacroiliac joint, ligament, muscle
QualityShooting, electric, burning, band likeDeep, dull, aching, vague, expanding
DistributionFollows a dermatome loosely; usually below the knee or elbowButtock, thigh, shoulder girdle; usually stays above the knee or elbow
Leg versus backLeg pain often worse than back painBack pain usually dominant
Neurological signsNumbness, weakness or reflex change (in radiculopathy)None
Neurodynamic testsStraight leg raise or slump often reproduce limb painUsually negative for limb pain
MechanismEctopic firing and conduction block in the rootConvergence in the dorsal horn

Which root, from which disc?

About 90 to 95 percent of symptomatic lumbar disc herniations occur at L4 to L5 or L5 to S1, the two levels that carry the most load and motion. Where the herniation sits around the circumference of the disc decides which root it meets. Clinicians describe positions from the midline outward: central, subarticular (also called paracentral or lateral recess), foraminal and extraforaminal (far lateral). The most common is posterolateral (subarticular), where the posterior longitudinal ligament is thinner.

Dural sac L5L5L4L4 AB Nucleus pulposus Annulus fibrosus Lamina and facet joints (posterior) A paracentral herniationcompresses the traversingL5 root B far lateral herniationcompresses the exitingL4 root and its DRG ExtraforaminalForam.Subartic.CentralSubartic.Foram.Extraforaminal
Figure 5.5 The L4 to L5 disc seen from above, posterior at the top. The L5 roots have left the dural sac and run in the lateral recesses on their way down; the L4 roots are already out in the foramina. A paracentral (subarticular) herniation (A), the most common type, presses on the traversing L5 root; a far lateral herniation (B) presses on the exiting L4 root. Zone labels along the bottom are abbreviated (Foram., foraminal; Subartic., subarticular).

Root syndromes worth memorizing

Real patients often show only part of each classic pattern. In the neck, C7 is the most commonly involved root, followed by C6. In the low back, L5 and S1 together account for the large majority of radiculopathies.

Root (usual disc)Pain and sensory changeWeaknessReflex
C5 (C4 to C5)Shoulder and lateral upper armShoulder abduction, elbow flexionBiceps reduced
C6 (C5 to C6)Lateral forearm, thumb, index fingerElbow flexion, wrist extensionBrachioradialis and biceps reduced
C7 (C6 to C7)Back of the arm and forearm, middle fingerElbow extension, wrist flexion, finger extensionTriceps reduced
C8 (C7 to T1)Medial forearm, ring and little fingersFinger flexion, hand intrinsicsNo standard reflex
L3 (L2 to L3)Anterior thigh to the medial kneeKnee extension, hip flexionPatellar may be reduced
L4 (L3 to L4; far lateral L4 to L5)Anterior thigh, medial leg to the medial malleolusKnee extension, ankle dorsiflexionPatellar reduced
L5 (L4 to L5)Lateral leg, dorsum of the foot, big toeGreat toe extension, ankle dorsiflexion, foot inversion, hip abductionUsually none (medial hamstring may be reduced)
S1 (L5 to S1)Back of the calf, lateral foot, sole, little toePlantar flexion, eversion, hip extensionAchilles reduced

Provocation and neurodynamic tests

Nerve roots must slide and stretch as the limbs and spine move. An inflamed or tethered root becomes sensitive to tension, and several tests take advantage of this. The straight leg raise (SLR) lifts the straight leg of a supine patient; reproduction of the patient's familiar leg pain below the knee between about 30 and 70 degrees of hip flexion is a positive test for irritation of the L5 or S1 roots. Pain only in the back, or only a stretch in the hamstrings, is not a positive result. Adding ankle dorsiflexion or neck flexion and seeing the leg pain increase strengthens the finding. The SLR is sensitive (often quoted around 0.9 for disc herniation in surgical populations) but not specific, so a negative SLR helps rule out herniation while a positive one does not confirm it. The crossed SLR, in which raising the opposite leg reproduces the symptomatic leg pain, is the reverse: insensitive but quite specific, and it suggests a large, often central or axillary herniation.

The slump test builds tension in sequence (seated slump, neck flexion, knee extension, ankle dorsiflexion) and then releases neck flexion; if the leg symptoms ease when only the neck is lifted, the response is neural rather than muscular. The prone knee bend (femoral nerve tension test) tensions the L2 to L4 roots. In the neck, the Spurling test (extension, side bending and rotation toward the symptomatic side with gentle axial pressure) narrows the foramen and is specific but only moderately sensitive for cervical radiculopathy. The upper limb tension test is sensitive but not specific, and relief when the hand rests on top of the head (the shoulder abduction relief sign) supports a root source. Combining tests helps: when several of the Spurling test, upper limb tension test, relief with neck distraction and reduced rotation toward the painful side are positive together, the likelihood of cervical radiculopathy rises sharply.

Study tip. Remember the pattern "sensitive tests rule out, specific tests rule in" (SnNout and SpPin). The straight leg raise is a sensitive test, so a negative SLR makes a lumbar disc herniation unlikely. The crossed SLR and the Spurling test are specific, so a positive result makes the diagnosis likely.

Natural history, investigation and red flags

The outlook for radicular pain from a disc herniation is generally good. Most patients improve substantially within 6 to 12 weeks, and repeat imaging shows that many herniations shrink or disappear on their own, with the largest, extruded and sequestered fragments the most likely to regress because they are exposed to the immune system and resorbed. Guidelines therefore recommend a period of conservative care for most patients without serious deficits. Imaging with MRI is reserved for red flags, progressive deficits, or symptoms that persist beyond about six weeks and when the result would change management such as an injection or surgery. MRI findings must match the examination, because herniations are common in people without pain.

Electrodiagnostic testing (nerve conduction studies and needle electromyography) assesses function rather than structure. Because a root lesion is proximal to the dorsal root ganglion, the cell bodies and their peripheral axons remain intact, so sensory nerve action potentials in the numb area are typically normal in radiculopathy. In a plexus or peripheral nerve lesion, which damages axons beyond the ganglion, they are reduced. Needle EMG may show denervation in one myotome, including the paraspinals, after about two to three weeks.

Some nerve root presentations are emergencies. Cauda equina syndrome presents with some combination of saddle (perineal) numbness, new urinary retention or incontinence, fecal incontinence, sexual dysfunction and bilateral leg pain or weakness; it requires same day emergency imaging and surgical assessment, because outcome depends on how quickly the compression is relieved. Progressive or severe motor weakness (for example a new foot drop), signs of myelopathy, and radicular pain with fever, a history of cancer or unexplained weight loss also call for urgent referral.

Connection. Chiropractors, physical therapists and primary care clinicians manage most patients with sciatica conservatively, and spinal manipulation is one of several options with modest evidence of benefit for acute radicular low back pain. The responsibility that goes with this role is a careful neurological examination at the first visit and at follow ups, so that a patient whose foot drop is worsening or whose bladder has changed is sent on the same day rather than at the next scheduled appointment.
Key point

Radicular pain comes from an irritated root and shoots down the limb; radiculopathy is objective loss of root function; somatic referred pain is deep, vague pain from spinal structures without neurological signs; visceral referred pain comes from organs. Lumbar herniations hit the traversing root unless they are far lateral. Sensitive tests such as the SLR rule out, specific tests such as the crossed SLR and Spurling rule in, and cauda equina syndrome and progressive weakness require urgent referral.

Section 5Peripheral nerve entrapments

How a nerve is injured by pressure

Once a spinal nerve leaves the foramen and its fibers sort themselves into peripheral nerves, it still has to pass through tight places: fibro osseous tunnels, gaps between muscles, and points where it crosses a bony edge. At these sites chronic compression and repeated stretch can produce an entrapment neuropathy.

Nerves are sensitive to pressure because of their blood supply. Each nerve has its own small vessels (the vasa nervorum) running in the epineurium and perineurium. Experimental work shows that pressures of only about 20 to 30 mmHg slow venous outflow from the nerve, and that somewhat higher pressures impair axonal transport and then arterial inflow. Venous congestion causes intraneural edema, and with time the connective tissue thickens and the myelin thins. Early symptoms are intermittent and positional (tingling at night, or when the wrist or elbow is bent for a long time), reflecting reversible ischemia. Later symptoms are constant, with numbness and then weakness and wasting, reflecting demyelination and finally axon loss.

These stages map onto the classic grades of nerve injury: neurapraxia (myelin damage with a local conduction block and full recovery in days to weeks), axonotmesis (axons divided inside intact sheaths, with regrowth of about 1 mm per day) and neurotmesis (the whole nerve divided, needing surgical repair).

Carpal tunnel syndrome

Carpal tunnel syndrome, compression of the median nerve at the wrist, is the most common entrapment neuropathy, affecting several percent of adults, more often women. The carpal tunnel is formed by the concave arch of the carpal bones as its floor and walls and the transverse carpal ligament (flexor retinaculum) as its roof. The ligament attaches to the scaphoid tubercle and trapezium on the radial side and to the pisiform and hook of the hamate on the ulnar side. Through this unyielding tunnel pass the median nerve and nine tendons: four of flexor digitorum superficialis, four of flexor digitorum profundus and the flexor pollicis longus. Anything that adds volume inside the tunnel, such as tenosynovial thickening, pregnancy, hypothyroidism, rheumatoid arthritis or diabetes, raises the pressure on the nerve. Wrist flexion and extension both raise tunnel pressure, which is why symptoms are worse at night when people sleep with curled wrists and why prolonged gripping and vibration are risk factors.

PALMAR DORSAL TrapeziumTrapezoidCapitateHamate Transverse carpal ligament (flexor retinaculum, the roof) Palmar cutaneous branch (outside the tunnel) Median nerve Ulnar nerve and artery in Guyon canal Hook of hamate FDS tendons (4) FDP tendons (4) FPL tendon (1)
Figure 5.6 Cross section of the right carpal tunnel at the distal carpal row, palmar side up and radial side on the left. The median nerve shares a rigid tunnel with nine flexor tendons under the transverse carpal ligament. The palmar cutaneous branch leaves the median nerve above the wrist and travels over the ligament, which is why the skin of the thenar eminence is spared in carpal tunnel syndrome. The ulnar nerve and artery pass outside the tunnel in Guyon canal.

Patients report numbness, tingling and burning in the thumb, index, middle and radial half of the ring finger, often waking them at night and relieved by shaking the hand (the "flick sign"). Two anatomical details separate carpal tunnel syndrome from a C6 or C7 radiculopathy. First, the palmar cutaneous branch of the median nerve leaves above the wrist and passes over the ligament, so sensation over the thenar eminence is normal in carpal tunnel syndrome but may be reduced in a root lesion. Second, carpal tunnel syndrome weakens only the median nerve muscles of the hand (abductor pollicis brevis, opponens pollicis and the lateral two lumbricals), causing thenar wasting in advanced cases, while reflexes, wrist extension and elbow strength stay normal.

Provocative tests include Phalen's test (holding the wrists fully flexed for about a minute), Tinel's sign (tapping over the nerve at the wrist produces tingling into the fingers) and the carpal compression test (direct thumb pressure over the tunnel for about 30 seconds). Each has only moderate accuracy; nerve conduction studies showing slowed median conduction across the wrist help when the diagnosis is uncertain. Treatment begins with a neutral night splint and activity changes; corticosteroid injection gives short to medium term relief; and surgical release is definitive for severe or persistent cases. Nerve gliding exercises and manual therapy are also used, and one randomized trial reported results similar to surgery at one year, but the evidence overall is limited and of mixed quality.

Study tip. Check the thenar eminence. Numb fingertips with normal thenar skin points to the wrist (carpal tunnel); numbness that includes the thenar skin and the lateral forearm points higher, to the median nerve above the wrist or to the C6 root. In the same way, a numb little finger with a numb back of the hand on the ulnar side points to the elbow, because the dorsal cutaneous branch of the ulnar nerve leaves above the wrist.

Other upper limb entrapments

The ulnar nerve is the second most commonly entrapped nerve, usually at the elbow in the cubital tunnel, where it runs behind the medial epicondyle under a fibrous band between the two heads of flexor carpi ulnaris. Elbow flexion both stretches the nerve and narrows the tunnel, so leaning on the elbow, sleeping with the arms bent and holding a phone to the ear provoke symptoms. Numbness affects the little finger, the ulnar half of the ring finger and the ulnar side of the back of the hand. Weak interossei and adductor pollicis produce a weak pinch with compensatory thumb flexion (Froment sign) and, in severe cases, clawing of the ring and little fingers. At the wrist, the ulnar nerve can be compressed in Guyon canal, between the pisiform and the hook of the hamate, as in long distance cyclists; this spares the dorsal hand sensation.

The radial nerve can be compressed in the spiral groove of the humerus (for example after sleeping with an arm over a chair back), producing wrist drop with sparing of the triceps. Its deep motor branch, the posterior interosseous nerve, can be trapped under the arcade of the supinator muscle, producing weak finger extension with no sensory loss.

Thoracic outlet syndrome describes compression of the brachial plexus, subclavian artery or subclavian vein as they pass through the interscalene triangle, the costoclavicular space or the space under pectoralis minor. Most cases are neurogenic, with symptoms often in the lower trunk (C8 and T1) distribution: medial arm and hand tingling, worse with overhead activity or carrying. Vascular forms are rarer but more serious. The classic provocative tests have high false positive rates in healthy people, so diagnosis requires a consistent overall picture.

Lower limb entrapments

Meralgia paresthetica is compression of the lateral femoral cutaneous nerve (L2 to L3) where it passes under or through the inguinal ligament near the anterior superior iliac spine. It is purely sensory: burning, tingling or numbness of the anterolateral thigh, with normal strength and reflexes. Tight belts, obesity, pregnancy and diabetes are typical contributors. Its sharply bordered patch of altered sensation and its normal motor exam separate it from an L2 or L3 radiculopathy.

The common fibular (peroneal) nerve winds around the neck of the fibula just under the skin, where it can be compressed by habitual leg crossing, a tight cast or brace, prolonged squatting or kneeling, or rapid weight loss that removes its fat padding. The result is foot drop (weak dorsiflexion and eversion) with numbness of the lateral leg and dorsum of the foot, which mimics L5 radiculopathy. In a fibular nerve palsy, foot inversion (tibialis posterior, tibial nerve) and hip abduction (gluteus medius, superior gluteal nerve) are normal, because those muscles are not supplied by the fibular nerve. In an L5 radiculopathy they are often weak, because they share the L5 root. Back pain and a positive straight leg raise also favor the root.

Other entrapments include tarsal tunnel syndrome (the tibial nerve beneath the flexor retinaculum behind the medial malleolus, causing burning in the sole), Morton neuroma (thickening of an interdigital nerve, most often between the third and fourth metatarsal heads, causing burning forefoot pain with tight shoes), and deep gluteal syndrome, a broader and more accurate term for sciatic nerve irritation in the buttock that includes the older idea of piriformis syndrome. It causes buttock pain that is worse with sitting; no single test is accurate.

EntrapmentNerve and siteKey symptomsHow to tell it from a radiculopathy
Carpal tunnel syndromeMedian, at the wristNight numbness of thumb to radial ring fingerThenar skin spared; reflexes and proximal strength normal (vs C6 or C7)
Cubital tunnel syndromeUlnar, at the elbowNumb little finger, weak hand intrinsicsMedial forearm sensation normal and finger flexors of the index spared (vs C8)
Radial nerve at the spiral grooveRadial, mid humerusWrist and finger dropTriceps spared; no neck pain (vs C7)
Thoracic outlet syndromeLower trunk of the brachial plexus, vesselsMedial arm and hand symptoms with overhead usePositional, vascular features; neck movement does not reproduce symptoms (vs C8 or T1)
Meralgia parestheticaLateral femoral cutaneous, near the ASISBurning patch on the outer thighPurely sensory; no weakness or reflex change (vs L2 or L3)
Fibular nerve palsyCommon fibular, at the fibular neckFoot drop, numb dorsum of the footInversion and hip abduction normal; no back pain (vs L5)
Tarsal tunnel syndromeTibial, behind the medial malleolusBurning sole, worse with standingAchilles reflex and calf strength normal (vs S1)

Double crush and systemic risk

The debated double crush hypothesis proposes that compression at one point, such as the root, makes the distal nerve more vulnerable to a second compression, so examine the whole nerve when one lesion does not fit. Diabetes, hypothyroidism, kidney disease and vitamin B12 deficiency also make nerves more susceptible, so multiple entrapments should prompt a search for a cause.

Key point

Peripheral entrapments develop where nerves pass through tight spaces, starting with reversible ischemia and progressing to demyelination and axon loss. Carpal tunnel (median), cubital tunnel (ulnar), radial, thoracic outlet, lateral femoral cutaneous, common fibular and tibial entrapments each mimic a root lesion, and the examiner separates them by sensory borders, the exact muscles that are weak, reflexes and the presence or absence of spine signs.

The chapter in one breath

  • Dorsal roots (sensory, cell bodies in the DRG) and ventral roots (motor) form a mixed spinal nerve; there are 31 pairs of spinal nerves. C1 to C7 exit above their vertebra, C8 exits between C7 and T1, and all lower nerves exit below their vertebra.
  • The cord ends at the conus medullaris near L1 to L2; below it the cauda equina carries lumbar and sacral roots down to their foramina.
  • The intervertebral foramen is bounded by pedicles above and below, the disc and bodies in front and the facet joint and ligamentum flavum behind; it narrows with extension, ipsilateral bending and degeneration.
  • Dermatomes and myotomes overlap and vary; key anchors are C6 thumb, C7 middle finger, C8 little finger, T4 nipple, T10 umbilicus, L4 medial malleolus, L5 big toe and dorsum, S1 lateral foot.
  • The stretch reflex is monosynaptic from the muscle spindle through Ia afferents to alpha motor neurons, with reciprocal inhibition of the antagonist.
  • Reflex levels: biceps C5, brachioradialis C6, triceps C7, patellar L4, Achilles S1; graded 0 to 4+, with asymmetry mattering most.
  • Upper motor neuron lesions cause spasticity, hyperreflexia, Babinski and Hoffmann signs and clonus; lower motor neuron lesions cause flaccid weakness, atrophy and reduced reflexes.
  • Radicular pain shoots down a limb from an irritated root, radiculopathy is objective loss of root function, and somatic referred pain is deep, vague pain from spinal tissues explained by dorsal horn convergence.
  • Lumbar paracentral herniations compress the traversing root (L4 to L5 disc, L5 root); far lateral herniations compress the exiting root.
  • The straight leg raise is sensitive and helps rule out; the crossed SLR and Spurling test are specific and help rule in; cauda equina syndrome and progressive weakness are emergencies.
  • Entrapment neuropathies such as carpal tunnel, cubital tunnel and fibular nerve palsy are separated from radiculopathy by sensory borders, the muscles involved, reflexes and spine signs.

Words worth knowing

TermWhat it means
Dorsal root ganglionSwelling on the dorsal root holding sensory cell bodies, usually in the foramen.
Spinal nerveShort mixed nerve formed where dorsal and ventral roots join.
Dorsal ramusBranch supplying deep back muscles, facet joints and skin of the back.
Ventral ramusLarger branch supplying the front of the trunk and the limbs; forms plexuses.
Sinuvertebral nerveRecurrent meningeal branch supplying the outer annulus, posterior ligament and dura.
Conus medullarisTapered end of the spinal cord, near L1 to L2 in adults.
Cauda equinaBundle of lumbar and sacral roots descending below the conus.
Intervertebral foramenOpening between pedicles through which the spinal nerve leaves the canal.
DermatomeSkin area supplied by one spinal nerve root.
MyotomeMuscles supplied mainly by one spinal nerve root.
Muscle spindleStretch receptor in muscle that starts the stretch reflex through Ia afferents.
Reciprocal inhibitionRelaxation of the antagonist while the agonist contracts.
Jendrassik maneuverPulling clasped hands apart to reinforce a weak lower limb reflex.
Babinski signBig toe extension on stroking the sole; signals a corticospinal lesion in adults.
Hoffmann signThumb and index flexion after flicking the middle fingernail; suggests cervical cord involvement.
ClonusRhythmic beating after a held stretch; sustained clonus is an upper motor neuron sign.
Radicular painShooting pain down a limb from an irritated root or ganglion.
RadiculopathyObjective loss of root function: numbness, weakness or reduced reflex.
Somatic referred painDeep, vague pain felt away from a spinal tissue source, without neurological signs.
Traversing rootRoot passing a disc on its way to a lower foramen; hit by paracentral herniations.
Straight leg raiseSensitive test for lower lumbar root irritation, positive at about 30 to 70 degrees.
Cauda equina syndromeEmergency compression of several roots: saddle numbness, bladder or bowel change, leg weakness.
Entrapment neuropathyNerve damage from compression where a peripheral nerve crosses a tight space.
Foot dropWeak ankle dorsiflexion, from L5 radiculopathy or common fibular nerve palsy.

Check yourself

A posterolateral C6 to C7 disc herniation affects which root?
C7. Cervical roots exit above their numbered vertebra, so C7 leaves through the C6 to C7 foramen.
Why does a central lumbar herniation not cause a Babinski sign?
It compresses roots, not cord. Below about L1 to L2 the canal holds the cauda equina, so the deficit is lower motor neuron.
Which posture opens the foramen, and why?
Flexion. The pedicles separate and the ligamentum flavum stretches thin, enlarging the space.
Name the dermatome of the big toe and of the lateral heel.
L5 and S1. The big toe and dorsum are L5; the lateral foot and heel are S1.
The right Achilles reflex is absent and the left is 2+. Which root is suspect?
Right S1. A one sided loss fits a root lesion, usually from the L5 to S1 disc.
What makes the stretch reflex monosynaptic?
One synapse. The Ia afferent synapses directly on the alpha motor neuron of the same muscle.
List three upper motor neuron signs.
For example spasticity, hyperreflexia and a Babinski sign. Sustained clonus and a Hoffmann sign also qualify.
A negative straight leg raise is more useful than a positive one. Why?
It is sensitive, not specific. A negative sensitive test helps rule out herniation; a positive one does not confirm it.
Foot drop with normal inversion and hip abduction: root or nerve?
Common fibular nerve. Those muscles share the L5 root but not the fibular nerve.
Why is thenar skin spared in carpal tunnel syndrome?
Its branch bypasses the tunnel. The palmar cutaneous branch leaves above the wrist and runs over the ligament.