📖 ContentsChapter 9 · Principles of Chiropractic
Part II Clinical Sciences · Chapter 9 · Principles of Chiropractic

The Chiropractic Paradigm, History and Research Principles

Every profession has a founding story, a set of core ideas and a body of evidence, and the Principles of Chiropractic domain tests all three. The board expects you to know who said what and when, to state the paradigm in the profession's own terms, and then to step back and judge claims the way a scientist would: by study design, bias and effect size. A doctor who can do both, explain the tradition and appraise the evidence honestly, earns the trust of patients and of the other health professions.

By the end of this chapter you can

  • Trace the history of chiropractic from D.D. Palmer and the 1895 Harvey Lillard adjustment through B.J. Palmer, licensure, accreditation and the Wilk antitrust case.
  • Distinguish the major schools of thought: straight, mixer, objective straight and reform or evidence based practitioners.
  • Explain innate intelligence, vitalism, holism, the triad of health and the idea of the nervous system as the master system, including Stephenson's major premise and selected principles.
  • Relate chiropractic concepts to homeostasis, allostasis and Selye's general adaptation syndrome, and to the biopsychosocial model.
  • Rank study designs in the hierarchy of evidence, name the main types of bias, and interpret kappa, sensitivity, specificity and likelihood ratios.
  • Calculate and interpret relative risk, odds ratio, absolute risk reduction and number needed to treat, and read a confidence interval and p value.
  • Summarize what systematic reviews and guidelines say about spinal manipulation for low back pain, neck pain and headache, and where evidence is limited or absent.
  • Describe chiropractic scope of practice, the duty to diagnose and refer, evidence informed practice and effective interprofessional communication.

Section 1Origins and history of chiropractic

Daniel David Palmer and the first adjustment

Daniel David (D.D.) Palmer (1845 to 1913) was born in Ontario, moved to the American Midwest, and by the late 1880s was practicing magnetic healing in Davenport, Iowa. Magnetic healers of the period believed that a vital force could be directed through the hands to restore health. Palmer read widely in the anatomy, physiology and popular health literature of his day, and he was interested in why some people fell ill while others in the same environment did not. That question, what lowers a person's resistance, runs through all of his later writing.

On September 18, 1895, Palmer examined Harvey Lillard, a janitor in his building who reported that his hearing had been badly impaired for about 17 years, since he had felt something give way in his back while working in a stooped position. Palmer found a prominent, tender vertebra in the upper thoracic spine (traditionally described as about T4), reasoned that it was displaced, and used the spinous process as a lever to move it back. Lillard reported that his hearing improved. Palmer then reported a second case, a patient with heart trouble, whom he linked to a displaced vertebra pressing on nerves to the heart. From these cases he generalized that displaced vertebrae could interfere with nerves and so with the function of the tissues they supply.

The name chiropractic was coined in 1896 with the help of a patient and friend, the Reverend Samuel Weed, from the Greek cheir (hand) and praxis (practice or action): "done by hand." Palmer began teaching in 1897, and his son was among his early students.

Board tip. The first adjustment: D.D. Palmer, Harvey Lillard, September 18, 1895, Davenport, Iowa, an upper thoracic vertebra, and a complaint of deafness. The word was coined with Rev. Samuel Weed from cheir plus praxis. These five facts appear in many forms on the exam.

D.D. Palmer's ideas

D.D. Palmer's mature theory appears in his 1910 book, usually called The Chiropractor's Adjuster. Its key ideas are:

Palmer was prosecuted in 1906 for practicing medicine without a license and served a short jail term rather than pay the fine. He sold his interest in the school to his son that year, and the relationship between father and son became bitter. He continued writing until his death in 1913.

B.J. Palmer, the developer

Bartlett Joshua (B.J.) Palmer (1882 to 1961) ran the original school for more than five decades and was the profession's most influential promoter. He is often called the developer of chiropractic, while his father is the discoverer or founder. His contributions and positions include:

B.J. also wrote of the Safety Pin Cycle, a diagram of mental impulses traveling from the brain along efferent nerves to the tissue cell and back along afferent nerves to the brain. Interference anywhere in the loop, especially at the subluxation, would disrupt the normal complete cycle. In modern language the idea resembles a closed feedback loop with efferent commands and afferent monitoring.

PersonRole or contribution
D.D. PalmerFounder (discoverer); first adjustment 1895; tone; Innate; traumas, toxins and autosuggestion
B.J. PalmerDeveloper; x-ray (spinography), neurocalometer, meric system then HIO upper cervical; straight chiropractic
Samuel WeedClergyman who helped coin the word chiropractic (1896)
Solon LangworthyEarly rival educator; coauthored Modernized Chiropractic (1906, with Oakley Smith and Minora Paxson), emphasized the intervertebral foramen, traction and adjunctive methods; pushed early licensing bills
Oakley SmithCoauthor of Modernized Chiropractic; later founded naprapathy, which focuses on connective tissue (ligament) contracture rather than bony displacement
John HowardFounded a school in 1906 that became the leading mixer institution, teaching broad diagnosis and physiotherapy
Willard CarverLawyer and educator; promoted a structural, whole body mechanical approach
Tom MorrisAttorney who won the 1907 Morikubo case by arguing chiropractic was distinct from osteopathy and medicine
R.W. StephensonWrote the 1927 textbook that codified the 33 principles of chiropractic philosophy
Joseph JanseMid century educator and researcher who championed scientific education, accreditation and integration

Legal battles and the role of philosophy

Early chiropractors were prosecuted by the thousands for practicing medicine or osteopathy without a license. In 1907, Shegataro Morikubo, a chiropractor in La Crosse, Wisconsin, was charged with practicing osteopathy without a license. His attorney Tom Morris argued that chiropractic was a separate discipline with its own philosophy (correction of subluxation to release the expression of Innate) and its own method, and Morikubo was acquitted. The case taught the profession that a distinct philosophy was a legal shield, which helps explain why philosophy has been emphasized in chiropractic education ever since. The Universal Chiropractors' Association, formed in 1906, organized legal defense for prosecuted practitioners and promoted the slogan that chiropractors "went to jail for chiropractic."

Licensure, accreditation and standardization

Organized opposition and the Wilk case

For much of the twentieth century organized medicine opposed chiropractic. A medical association ethics principle discouraged physicians from associating professionally with practitioners it deemed unscientific, and from 1963 to 1974 a committee worked to contain and eliminate the profession. In 1976 chiropractor Chester Wilk and four colleagues sued under federal antitrust law. In 1987 a federal judge found that the medical association and its codefendants had engaged in an unlawful conspiracy to boycott chiropractors and issued a permanent injunction; the ruling was upheld on appeal in 1990. Wilk v. AMA opened the door to referrals, hospital privileges and interprofessional cooperation.

Board tip. Morikubo (1907) is about philosophy as a legal defense against charges of practicing osteopathy; Wilk (filed 1976, decided 1987) is about antitrust and a medical boycott. Do not mix them up.

Research and the guideline era

A 1975 federal conference on the research status of spinal manipulative therapy marked the start of serious government interest. Through the late 1980s and 1990s a series of documents moved chiropractic toward mainstream recognition for back pain:

Since then, chiropractic services have been integrated into federal veterans' health care and military treatment facilities, and spinal manipulation appears in major low back pain guidelines (Section 4).

1895first adjustment(Lillard) 1907Morikubocase 1963national boardexams begin 1987Wilk antitrustruling 2005WHO trainingguidelines 1896name coined(Weed) 1913Kansas firstlicense law 1972 to 1974Medicare; CCE;Louisiana last 1994federal acuteLBP guideline Spacing is schematic, not to scale
Figure 9.1 Milestones in the history of chiropractic. Notice the pattern: discovery and philosophy (1890s), legal survival (1900s to 1970s), standardization and accreditation (1960s to 1970s), then legal vindication and entry into guidelines (1980s onward).

Schools of thought

The profession has argued about its identity since the father and son split. The labels below are taught on the board; real practitioners often fall between them.

School of thoughtCore positionTypical practice
StraightChiropractic is the location, analysis and correction of vertebral subluxation to allow the full expression of Innate; philosophy is centralAdjusting only, often specific techniques (upper cervical, full spine); no adjunctive therapies
MixerChiropractic is a broad portal of entry health discipline; subluxation correction is one tool among manyDiagnosis, adjusting plus physiotherapy modalities, exercise, nutrition and other conservative care
Objective straight (super straight)The sole objective is detecting and correcting subluxation; it is not treatment of any conditionNo diagnosis or treatment of disease; care offered to anyone regardless of symptoms (emerged in the 1970s)
Reform or evidence basedChiropractic is primarily a conservative musculoskeletal and spine care specialty grounded in research; subluxation as a cause of disease is rejected or held as an unproven hypothesisSpinal manipulation, exercise, education and multimodal care for neuromusculoskeletal conditions; strong emphasis on outcome measures and guidelines

Surveys of practicing chiropractors in several countries suggest that most occupy a broad middle ground: they treat mainly neuromusculoskeletal complaints and use evidence based methods, while also valuing some traditional concepts such as subluxation and the body's self healing capacity.

Key point

Chiropractic began with D.D. Palmer's 1895 adjustment of Harvey Lillard and his theory that displaced vertebrae alter nerve tone. B.J. Palmer developed and promoted it, adding x-ray, instrumentation and an upper cervical focus. Legal survival (Morikubo), licensure (Kansas 1913 to Louisiana 1974), accreditation (CCE 1974), national examinations (1963), the Wilk ruling (1987) and inclusion in guidelines shaped the modern profession, which still spans straight, mixer, objective straight and evidence based identities.

Section 2Core concepts of the chiropractic paradigm

The consensus paradigm statement

In 1996 the association representing the accredited chiropractic educational programs in North America adopted a consensus chiropractic paradigm, often called the ACC paradigm. It remains the most commonly cited statement of the profession's identity on the board. Its parts can be summarized as follows:

Board tip. The consensus paradigm deliberately pairs "establishing a diagnosis" with adjusting. Even in a philosophy question, the board expects you to remember that chiropractors are portal of entry providers with a duty to diagnose and refer.

Vitalism, Innate and Universal Intelligence

Vitalism is the view that living things are animated by a principle or force that is not fully reducible to physics and chemistry. Its opposite, mechanism (or materialism), holds that life can in principle be explained entirely by physical and chemical processes. Vitalism has an ancient medical lineage: the Hippocratic vis medicatrix naturae, the healing power of nature, holds that the physician's task is to assist the body's own healing tendency. Osteopathy, naturopathy and homeopathy also arose in the same nineteenth century vitalistic climate.

In traditional chiropractic philosophy, Universal Intelligence is the organizing intelligence present in all matter, and Innate Intelligence is the portion of it within a living organism that maintains the organism in active organization and adapts it to its environment. Innate expresses itself through the nervous system, which carries "mental impulses" (in modern terms, neural signals) between the brain and every tissue. A vertebral subluxation was held to interfere with this transmission, producing "dis-ease" (lack of ease, a state of incoordination) that may precede or contribute to disease. The adjustment removes the interference so that Innate can restore normal function. The chiropractor therefore does not heal; the body heals itself.

Stephenson's 33 principles

In 1927 R.W. Stephenson organized traditional chiropractic philosophy into 33 principles derived deductively from a single major premise. The structure is the classic form of a deductive system: a general premise accepted as true, from which specific conclusions are drawn. Critics note that a deductive system is only as sound as its premise, and that a metaphysical premise cannot be tested experimentally; supporters regard the principles as a coherent philosophy of life and health rather than a scientific theory. The board tests a handful of principles:

PrincipleParaphrased content
1. Major premiseA universal intelligence is in all matter and continually gives it its properties and actions, maintaining it in existence.
4. Triune of lifeLife requires the union of three factors: intelligence, force and matter.
6. Principle of timeNo process occurs without time; healing takes time.
20. Innate intelligenceA living thing has an inborn intelligence within its body.
21. Mission of innate intelligenceTo maintain the material of the body in active organization.
23. Function of innate intelligenceTo adapt universal forces and matter for use in the body so that all parts act in coordination for mutual benefit.
24. Limits of adaptationInnate adapts forces and matter as far as it can without breaking a universal law; it is limited by the limitations of matter.
27. Normality of innate intelligenceInnate is always normal; its function is always normal. Problems arise in the matter through which it works.
28. Conductors of innate forcesInnate forces are carried through the nervous system.
29 to 31. Interference and subluxationInterference with transmission of innate forces causes incoordination (dis-ease); vertebral subluxations interfere with that transmission.
32. Principle of coordinationHealth is the harmonious action of all parts of the organism in fulfilling their offices and purposes.
33. Law of demand and supplyThe body's resources are allocated by Innate according to need.

The limits of adaptation principle is clinically important and often overlooked. It says the body's capacity to heal is bounded by the condition of its tissues: a fractured vertebra, a tumor or an infection cannot be overcome by "removing interference." Read this way, traditional philosophy itself supports diagnosis and referral.

Holism, structure and function

Holism holds that the organism functions as an integrated whole whose properties cannot be understood by studying parts in isolation. In chiropractic it means attending to posture, movement, nutrition, stress, sleep and social context, not only the painful segment. The principle that structure and function are interrelated is shared with osteopathy: altered structure (posture, joint mechanics) can change function, and altered function (muscle imbalance, guarding) can change structure over time (Wolff's law for bone, Davis's law for soft tissue).

The nervous system as the master system

Chiropractic gives special weight to the nervous system because it coordinates and controls all other systems, together with the endocrine system. The spine houses and protects the spinal cord and transmits spinal nerves through the intervertebral foramina, so a profession centered on the spine naturally focuses on its relationship to neural function. Modern physiology supports the general premise: the nervous system regulates muscles, viscera, vessels and (through autonomic innervation of lymphoid organs and the hypothalamic pituitary adrenal axis) aspects of immunity. What remains unproven is the specific claim that minor spinal joint dysfunction meaningfully disturbs that regulation and that adjusting it improves organ function or general health.

Homeostasis, allostasis and adaptation

The triad of health

The triad of health is an equilateral triangle whose sides are structural (physical), chemical (nutritional and biochemical) and mental (emotional) health. A problem on any side affects the others: emotional stress raises muscle tone and alters breathing; poor nutrition impairs tissue repair; a structural injury causes pain that affects mood and sleep. The model parallels D.D. Palmer's traumas, toxins and autosuggestion, and it is widely used in applied kinesiology and wellness practice. It is a teaching heuristic rather than a tested scientific model, but it overlaps substantially with the biopsychosocial model introduced by Engel in 1977, which is strongly supported for chronic pain: biological, psychological (fear, catastrophizing, depression) and social (work, family, compensation) factors all influence outcome.

Nervous system STRUCTURAL CHEMICAL MENTAL (EMOTIONAL) posture, joints,muscle, injury nutrition, drugs,toxins, inflammation stress, beliefs, mood, sleep Palmer: traumas Palmer: toxins Palmer: autosuggestion
Figure 9.2 The triad of health. Each side influences the other two, and the nervous system integrates all three. The italic labels show how D.D. Palmer's three causes of subluxation map onto the triad.

How practitioners frame these ideas today

Modern chiropractors hold the traditional concepts in different ways, and the board expects you to describe them fairly:

FramingHow Innate and subluxation are understoodRelation to evidence
Traditional or metaphysical vitalismInnate is a real intelligence, an expression of Universal Intelligence; subluxation interferes with its expression and so with health in generalA philosophical and in part spiritual position; not testable by experiment, so neither supported nor refuted by research
Organismic or metaphorical"Innate" is shorthand for the body's self regulating, self healing physiology (homeostasis, repair, immunity); subluxation is a functional lesion that may alter neural inputThe self regulating capacity is well established; specific effects of adjusting on that capacity are a research question with limited data
Mechanistic and biopsychosocialUses joint dysfunction or manipulable lesion language; focuses on pain, function and disabilityAligns with clinical trials and guidelines for spinal pain; avoids claims about systemic disease
Clinical link. A patient asks whether you can "boost her immune system" with adjustments. An honest, respectful answer explains that the body has a strong capacity to regulate and heal itself, that chiropractic care aims to support normal movement and function, and that there is no good evidence that adjustments prevent or treat infections. This answer honors the tradition without overclaiming and protects the patient's informed consent.
Key point

The chiropractic paradigm rests on the body's inherent recuperative power, the integrating role of the nervous system, holism and the structure function relationship. Traditional philosophy (Innate and Universal Intelligence, Stephenson's deductive principles including the limits of adaptation) is vitalistic; modern framings range from metaphorical uses of "Innate" as homeostatic physiology to strictly biopsychosocial models. Homeostasis, allostasis, Selye's general adaptation syndrome and the triad of health connect these ideas to physiology, while the specific claim that subluxation impairs general health remains unproven.

Section 3Research principles and methods

Asking a clinical question

Good appraisal begins with a well built question. The PICO format names the Patient or population, the Intervention (or exposure), the Comparison and the Outcome; some versions add Time or study Type. For example: in adults with acute low back pain (P), does spinal manipulation (I), compared with usual medical care (C), reduce disability at four weeks (O)? The question then determines the best design to answer it: therapy questions are answered best by randomized trials, prognosis questions by cohort studies, diagnostic questions by cross sectional accuracy studies against a reference standard, and harm questions often by cohort or case control studies.

Study designs

DesignHow it worksStrengthsWeaknesses
Systematic review and meta analysisExplicit search, selection and appraisal of all relevant studies; meta analysis pools results statisticallyHighest level when built on good trials; increases precisionOnly as good as the included studies; heterogeneity; publication bias
Randomized controlled trial (RCT)Participants randomly allocated to intervention or control, followed forwardRandomization balances known and unknown confounders; can show cause and effectCostly; may not generalize; blinding of manual therapy is difficult
Cohort (prospective or retrospective)Groups defined by exposure are followed for outcomesGives incidence and relative risk; best for prognosis and natural history; can study several outcomesConfounding; loss to follow up; slow for rare outcomes
Case controlPeople with the outcome (cases) and without (controls) are compared for past exposureEfficient for rare diseases and rare adverse events; gives odds ratioRecall bias; selection of controls; cannot give incidence
Case crossoverEach case serves as own control, comparing exposure just before the event with an earlier periodControls for stable personal factors; used for transient exposures (for example, manipulation before stroke)Sensitive to protopathic bias, when early disease prompts the exposure
Cross sectionalExposure and outcome measured at one timeGives prevalence; quick; design for diagnostic accuracy studiesCannot establish temporal sequence or causation
Case series and case reportDescription of one or a few patientsGenerates hypotheses; reports rare events and new conditionsNo comparison group; cannot establish effectiveness
Expert opinion and mechanistic (bench, animal) researchReasoning from experience or physiologyExplains possible mechanismsLowest level for clinical decisions
SR RCTs Cohort studies Case control studies Case series and case reports Expert opinion, bench and animal research systematic review andmeta analysis of RCTs stronger causalinference, less bias more studies,more bias
Figure 9.3 The hierarchy of evidence for therapy questions. Moving up the pyramid reduces bias and strengthens causal inference, but a poorly conducted trial can rank below a well conducted cohort study, which is why systems such as GRADE rate the certainty of a body of evidence rather than a design alone.

Rating the certainty of evidence

GRADE (Grading of Recommendations Assessment, Development and Evaluation) rates a body of evidence for each outcome as high, moderate, low or very low certainty. Randomized trials start high and observational studies start low. Certainty is downgraded for risk of bias, inconsistency (heterogeneity between studies), indirectness (different population, intervention or outcome), imprecision (wide confidence intervals, small samples) and publication bias. It can be upgraded for a large effect, a dose response gradient, or when all plausible confounding would reduce the observed effect. Guideline panels then make strong or weak (conditional) recommendations, weighing certainty, benefits, harms, costs and patient values.

Bias and confounding

Bias is systematic error that pushes results away from the truth in one direction; random error is chance variation that larger samples reduce. Confounding occurs when a third variable is associated with both the exposure and the outcome and distorts their apparent relationship (age confounds many associations). Randomization controls confounding at baseline; in observational studies it is handled by matching, restriction, stratification or multivariable adjustment.

BiasWhat happensHow it is reduced
Selection biasGroups differ systematically at the start, or participants do not represent the target populationRandom sequence generation and concealed allocation
Performance biasGroups receive different care apart from the intervention, or participants and providers behave differently because they know the allocationBlinding participants and providers; sham procedures; standardized cointerventions
Detection (measurement) biasOutcome assessors who know the allocation rate outcomes differentlyBlinded outcome assessors
Attrition biasUnequal or outcome related dropoutIntention to treat analysis, high follow up (commonly above 80 percent)
Reporting biasSelective reporting of favorable outcomesTrial registration and published protocols
Publication biasPositive studies are more likely to be publishedSearching registries and gray literature; funnel plots
Recall biasCases remember past exposures differently than controlsUse of records; blinded interviewers
Lead time and length time biasScreening appears to prolong survival because diagnosis is earlier, or because it detects slower diseaseCompare mortality, not survival from diagnosis

Two further effects matter greatly in spine research. Regression to the mean: patients usually seek care when pain is at its worst, so their scores tend to improve on remeasurement regardless of treatment. The natural history of acute low back pain is also favorable, with most improvement in the first six weeks. Together with placebo and contextual effects (expectation, attention, the therapeutic relationship), these explain why uncontrolled before and after studies overstate the effect of any treatment, and why a control group is essential. Manual therapy trials face a particular problem: it is hard to design a convincing sham manipulation and impossible to blind the practitioner.

Board tip. Concealed allocation prevents selection bias (it happens before randomization takes effect); blinding prevents performance and detection bias (after allocation). Intention to treat analyzes everyone in the group to which they were randomized, preserving the benefits of randomization even if they did not complete treatment.

Reliability and validity

Reliability is consistency: does the measurement give the same result when repeated? Intraexaminer reliability compares one examiner with himself or herself over time; interexaminer reliability compares different examiners. Categorical agreement (for example, "fixated or not") is reported with Cohen's kappa, which corrects observed agreement for agreement expected by chance; continuous measures (range of motion in degrees, algometer readings) use the intraclass correlation coefficient (ICC).

Kappa valueStrength of agreement (Landis and Koch)
Below 0Poor (worse than chance)
0 to 0.20Slight
0.21 to 0.40Fair
0.41 to 0.60Moderate
0.61 to 0.80Substantial
0.81 to 1.00Almost perfect

Spinal examination procedures show a consistent pattern. Intraexaminer reliability is better than interexaminer reliability. Pain provocation (tenderness to palpation, pain on spring testing) shows moderate to good interexaminer reliability, while motion palpation for segmental fixation and static palpation for position usually show only slight to fair interexaminer agreement. Leg length checks, thermography and many technique specific analyses have mixed or poor reliability. A measurement cannot be valid if it is not reliable, but a reliable measurement can still be invalid (two examiners can agree consistently and both be wrong).

Validity is accuracy: does the test measure what it claims to measure?

Outcome measures also need responsiveness, the ability to detect change, and a known minimal clinically important difference (MCID), the smallest change patients perceive as meaningful. Commonly taught values: about 2 points (or 30 percent) on the 0 to 10 numeric pain rating scale, about 10 points on the 0 to 100 Oswestry Disability Index, and about 5 points (of 50) on the Neck Disability Index.

Diagnostic accuracy

A diagnostic test is compared with a reference standard in a 2 by 2 table.

Reference standard Disease present Disease absent atrue positive bfalse positive cfalse negative dtrue negative Test +Test - Sensitivity = a / (a + c) Specificity = d / (b + d) PPV = a / (a + b) NPV = d / (c + d) LR+ = sens / (1 minus spec) LR- = (1 minus sens) / spec Prevalence = (a + c) / total SnNout:a highly Sensitive test, when Negative, rules a condition out SpPin:a highly Specific test, when Positive, rules a condition in LR+above 10, or LR- below 0.1: large, often conclusive shifts in probability Prevalencechanges PPV and NPV, but not sensitivity, specificity or LRs
Figure 9.4 The diagnostic 2 by 2 table. Sensitivity and specificity are read down the columns (by true disease status); predictive values are read across the rows (by test result). Likelihood ratios combine sensitivity and specificity and can be applied to any pretest probability.

Worked example: a test has sensitivity 90 percent and specificity 80 percent. LR+ = 0.90 / 0.20 = 4.5; LR- = 0.10 / 0.80 = 0.125. As a rough guide, LRs of 2, 5 and 10 raise probability by about 15, 30 and 45 percentage points, and LRs of 0.5, 0.2 and 0.1 lower it by the same amounts. Many orthopedic tests have modest LRs, which is why clusters of tests and history findings outperform any single test. A diagnostic clinical prediction rule combines several findings (for example, the cervical radiculopathy cluster or the sacroiliac pain provocation cluster) to produce larger LRs.

Statistics a clinician needs

Descriptive statistics. The mean is the average, the median the middle value, the mode the most frequent value. In a skewed distribution the mean is pulled toward the tail (positive skew: mean greater than median greater than mode). The standard deviation describes spread; in a normal distribution about 68, 95 and 99.7 percent of values lie within 1, 2 and 3 SD of the mean. Data are nominal (categories), ordinal (ranked, such as a pain scale), interval (equal spacing, no true zero) or ratio (true zero, such as weight).

Hypothesis testing. The null hypothesis states that there is no difference. The p value is the probability of results at least as extreme as those observed if the null hypothesis were true; by convention p below 0.05 (alpha) is called statistically significant. A type I error (alpha) is a false positive, rejecting a true null hypothesis. A type II error (beta) is a false negative, missing a real effect, usually because the sample is too small. Power is 1 minus beta, conventionally set at 0.80, and rises with sample size, effect size and alpha. A 95 percent confidence interval gives the range of plausible values for the true effect; if a CI for a difference includes 0 (or a CI for a ratio includes 1), the result is not statistically significant. Statistical significance is not clinical importance: compare the effect and its CI with the MCID.

MeasureFormulaExample (control event rate 40 percent, treated 30 percent)
Relative risk (RR)Risk in exposed or treated / risk in unexposed or control0.30 / 0.40 = 0.75
Relative risk reduction (RRR)1 minus RR, or (CER minus EER) / CER25 percent
Absolute risk reduction (ARR)CER minus EER10 percentage points
Number needed to treat (NNT)1 / ARR1 / 0.10 = 10
Number needed to harm (NNH)1 / absolute risk increaseSame logic for adverse events
Odds ratio (OR)(a x d) / (b x c); used in case control studiesApproximates RR when the outcome is rare
Standardized mean difference (Cohen's d)Difference in means / pooled SD0.2 small, 0.5 medium, 0.8 large

Common tests: a t test compares two means; ANOVA compares three or more; chi square compares proportions of categorical data; Pearson r measures linear correlation between two continuous variables (from -1 to +1; correlation does not imply causation); nonparametric tests (Mann Whitney, Wilcoxon) are used for ordinal or skewed data. Incidence is new cases over a period in a population at risk; prevalence is all existing cases at a point in time (prevalence is roughly incidence times duration).

Critical appraisal

Appraisal asks three questions: Are the results valid (randomization, concealment, blinding, follow up, intention to treat, similar groups at baseline)? What are the results (effect size, confidence interval, clinical importance)? Do they apply to my patient (similar population, feasible intervention, outcomes that matter to the patient)? Reporting checklists help readers and authors: CONSORT for randomized trials, PRISMA for systematic reviews, STROBE for observational studies and STARD for diagnostic accuracy studies. Quality scales include the PEDro scale (a 10 point score for physical therapy trials) and the risk of bias tools used in systematic reviews.

Key point

Match the question to the design: RCTs and their systematic reviews for therapy, cohorts for prognosis, case control studies for rare harms, cross sectional accuracy studies for diagnosis. Judge evidence by its risk of bias and certainty (GRADE), not by design alone. Know kappa categories and the pattern of spinal examination reliability, the formulas for sensitivity, specificity, predictive values, likelihood ratios, RR, ARR and NNT, and always compare statistically significant results with what is clinically important.

Section 4The evidence base for chiropractic care

Low back pain

Low back pain has the largest body of research on spinal manipulative therapy (SMT). The consistent findings are:

Neck pain

An international task force on neck pain (2008) classified neck pain into four grades: grade I, no signs of serious pathology and little interference with daily activities; grade II, no serious pathology but interference with activities; grade III, neurological signs of nerve compression (radiculopathy); grade IV, signs of major structural pathology (fracture, myelopathy, neoplasm, infection). For grades I and II, manual therapy (manipulation or mobilization) combined with exercise, education and advice is supported for short term improvement; multimodal care performs better than manipulation alone. Systematic reviews rate the evidence for cervical manipulation and mobilization as low to moderate certainty, with short term benefits. Thoracic manipulation also improves pain and function in mechanical neck pain, a useful option when cervical thrust is undesirable.

Headache and dizziness

Extremity and other musculoskeletal conditions

Manual therapy combined with exercise has supportive evidence for several extremity conditions, including shoulder pain (adhesive capsulitis, subacromial pain), hip and knee osteoarthritis, plantar fasciitis and lateral elbow pain, but trials are small and certainty is low to moderate. For thoracic spine pain and rib dysfunction, evidence is limited.

Nonmusculoskeletal conditions

A large evidence report (2010) and its update found no good evidence that SMT is effective for asthma, hypertension, dysmenorrhea, infantile colic, otitis media, enuresis or other visceral disorders, and found some conditions where sham controlled trials showed no difference (for example, a well known asthma trial in which active and sham manipulation produced similar small improvements). There is no evidence that chiropractic care prevents infection, enhances immunity in a clinically meaningful way, or substitutes for vaccination, and claims of this kind are considered misleading by regulators.

ConditionSummary of evidence for SMT or manual therapy
Acute and subacute low back painSupportive, low to moderate certainty; modest short term benefit; guideline option
Chronic low back painSupportive, moderate certainty; similar to other recommended therapies
Neck pain (grades I and II)Supportive for short term benefit, best within multimodal care with exercise
Cervicogenic headacheSupportive, low to moderate certainty
Migraine and tension type headacheLimited or inconclusive
Lumbar radiculopathyLimited, low certainty
Extremity conditionsLimited to moderate when combined with exercise
Asthma, hypertension, dysmenorrhea, colic, otitis mediaAbsent or negative; not supported
Trial ATrial BTrial CTrial DTrial E Pooled 0 (no effect)MCID favors manipulationfavors comparison square: point estimate,size = study weight line: 95 percent CI diamond: pooled effectand its CI
Figure 9.5 Reading a forest plot. Trial A crosses the line of no effect (not significant alone), but the pooled diamond lies entirely on the side favoring manipulation, so the combined effect is statistically significant. The diamond also lies short of the dashed MCID line, illustrating the common finding of a real but modest effect.
Board tip. The pattern to remember: SMT for spinal pain gives small to moderate short term benefits, similar to other recommended conservative therapies, and works best combined with exercise and education. For visceral and systemic conditions, the evidence does not support SMT.
Key point

The strongest evidence for chiropractic care concerns low back pain (acute and chronic), neck pain and cervicogenic headache, where spinal manipulation, usually combined with exercise and advice, produces modest short term improvements comparable to other recommended treatments. Evidence is limited for migraine, tension type headache, radiculopathy and extremity disorders, and is absent or negative for asthma, hypertension, dysmenorrhea, infantile colic and otitis media.

Section 5Professional identity and integration

Scope of practice

Scope is set by each jurisdiction's statute and regulations, so it varies. Across US states, doctors of chiropractic are portal of entry (primary contact) providers who may examine, diagnose, order and interpret imaging and laboratory tests (in most states), and treat with spinal and extremity adjustment and manipulation, soft tissue therapy, therapeutic exercise, physiotherapy modalities, and nutritional and lifestyle counseling. In nearly all states they may not prescribe drugs or perform surgery. Some states limit or expand items such as dispensing supplements, acupuncture, or examination of minors. Practicing outside one's legal scope, or claiming expertise one lacks, is grounds for discipline.

Being a primary contact provider carries a duty to diagnose, or at least to recognize conditions that are not appropriate for chiropractic care, and a duty to refer. A practitioner who treats symptoms without excluding red flags (cancer, infection, fracture, cauda equina syndrome, cervical artery dissection, abdominal aortic aneurysm, visceral disease) fails the standard of care, whatever his or her philosophy.

Evidence informed practice

Evidence based practice, as defined by Sackett, integrates the best available research evidence, clinical expertise and patient values and preferences, within the clinical circumstances. Because research is often incomplete for individual patients, many prefer the term evidence informed practice. The process has five steps: ask a focused question, acquire the evidence, appraise it, apply it with the patient, and assess the outcome.

Best researchevidence Clinicalexpertise Patient valuesand preferences Evidenceinformeddecision trials, reviews,guidelines exam skill,judgment, red flags goals, beliefs, consent
Figure 9.6 Evidence informed practice sits where research evidence, clinical expertise and patient values overlap. None of the three is sufficient alone: evidence without expertise misapplies, expertise without evidence drifts, and both without the patient's values ignore consent.

A clinical prediction rule is one product of this approach. The best known for manipulation identifies patients with low back pain likely to respond quickly to lumbopelvic thrust manipulation: symptoms for less than 16 days, no symptoms distal to the knee, a fear avoidance beliefs questionnaire work subscale score below 19, at least one hip with more than 35 degrees of internal rotation, and hypomobility on lumbar spring testing. Meeting 4 of 5 criteria gave a large positive likelihood ratio in the derivation study, though later validation trials found weaker predictive value, a reminder that derivation results tend to overestimate.

Interprofessional communication

Clinical link. A 68 year old with new thoracic pain, weight loss and night pain is a referral, not a trial of care. Your note to the primary care physician should state the red flags, your concern (possible malignancy), the urgency, and that you have deferred manipulation pending evaluation. Clear communication protects the patient and builds referral relationships.

Ethics and informed consent

The four principles of biomedical ethics are autonomy (respect the patient's informed choices), beneficence (act in the patient's interest), nonmaleficence (avoid harm) and justice (fairness in care and resources). Informed consent requires a competent patient, voluntary agreement and disclosure of the diagnosis, the nature and purpose of the proposed care, material risks (including rare but serious ones), reasonable alternatives (including no treatment) and the opportunity to ask questions. It is a process, documented in the record, not just a signed form.

How principles guide clinical judgment

Principles still matter clinically when they are held honestly. Respect for the body's self healing capacity favors conservative care first, minimal intervention and active patient participation. Holism encourages attention to sleep, stress, activity and nutrition. The structure function principle supports careful biomechanical examination. The limits of adaptation principle and the duty to diagnose require recognizing when the body cannot heal without other care. Evidence tells you how large an effect to expect and when to change course. Many authors describe the profession's emerging identity as spine and musculoskeletal health care experts within the wider health system, with a strong emphasis on function, prevention and patient centered care.

Board tip. Sackett's three components of evidence based practice: research evidence, clinical expertise, patient values. The five steps are ask, acquire, appraise, apply, assess. Expect a question that hides one of these.
SituationPrinciple at workAppropriate action
Uncomplicated acute LBPSelf healing capacity, conservative first, evidenceReassure, advise activity, offer SMT and exercise, avoid routine imaging
Back pain with fever and IV drug useLimits of adaptation, duty to diagnoseUrgent referral for suspected spinal infection
Patient asks for care for asthmaHonesty, informed consent, nonmaleficenceExplain lack of evidence, keep medical management, offer care only for musculoskeletal complaints
Chronic pain with high fear avoidanceHolism, biopsychosocial modelEducation, graded activity, address beliefs; consider referral for psychological care
Key point

Doctors of chiropractic are portal of entry providers whose legal scope varies by jurisdiction but generally includes diagnosis, imaging, adjusting and conservative therapies, without drugs or surgery. That role carries a duty to diagnose and refer. Evidence informed practice integrates research, clinical expertise and patient values; interprofessional communication uses shared language and structured formats; and chiropractic principles, held honestly, support conservative, patient centered care rather than overclaiming.

The chapter in one breath

  • D.D. Palmer gave the first adjustment to Harvey Lillard on September 18, 1895, in Davenport, Iowa; the name came from cheir and praxis with Rev. Samuel Weed.
  • D.D. described health as normal tone and named traumas, toxins and autosuggestion as causes of subluxation; B.J. Palmer added x-ray, the neurocalometer and an upper cervical (HIO) focus.
  • Morikubo (1907) made philosophy a legal defense; licensure ran from Kansas (1913) to Louisiana (1974); Wilk v. AMA (1987) ended the organized boycott.
  • Schools of thought: straight, mixer, objective straight and reform or evidence based; most practitioners sit in the middle.
  • The consensus paradigm centers on the body's recuperative power, structure and function integrated by the nervous system, and the duty to diagnose.
  • Stephenson's 33 principles are deductive from a major premise; the limits of adaptation principle recognizes that matter limits healing.
  • Homeostasis, allostasis, Selye's general adaptation syndrome and the triad of health connect chiropractic ideas to physiology and to the biopsychosocial model.
  • Rank evidence by design and certainty (GRADE); control bias with concealed allocation, blinding and intention to treat.
  • Motion palpation has poor to fair interexaminer kappa; pain provocation is more reliable; reliability is necessary but not sufficient for validity.
  • Know sensitivity, specificity, LRs, RR, ARR, NNT, p values, power and confidence intervals, and compare effects with the MCID.
  • SMT gives modest short term benefit for low back pain, neck pain and cervicogenic headache, similar to other recommended care; evidence is absent for asthma, hypertension and other visceral conditions.
  • As portal of entry providers, chiropractors must diagnose and refer, practice evidence informed care and communicate clearly with other professions.

Words worth knowing

TermWhat it means
AllostasisMaintaining stability by actively changing physiological set points to meet demands.
Concealed allocationKeeping the upcoming group assignment hidden from those enrolling participants, preventing selection bias.
Confidence intervalThe range of values within which the true effect plausibly lies, usually at 95 percent.
ConfoundingDistortion of an association by a third variable linked to both exposure and outcome.
Deductive reasoningReasoning from a general premise to specific conclusions, as in Stephenson's principles.
Dis-easeIn traditional philosophy, a lack of ease or coordination that may precede disease.
Educated intelligenceD.D. Palmer's term for the conscious, learned mind, as distinct from Innate.
GRADEA system that rates the certainty of a body of evidence as high, moderate, low or very low.
HolismThe view that the organism functions as an integrated whole, not a collection of parts.
Innate intelligenceIn chiropractic philosophy, the inborn organizing intelligence that maintains the body in active organization.
Intention to treatAnalyzing participants in the groups to which they were randomized, whether or not they completed treatment.
KappaA statistic for categorical agreement between examiners, corrected for chance.
Likelihood ratioHow much a test result changes the odds of a condition; LR+ is sensitivity over 1 minus specificity.
Limits of adaptationStephenson's principle that Innate's healing is limited by the limitations of matter.
Major premiseStephenson's first principle: a universal intelligence is in all matter and gives it its properties.
MCIDMinimal clinically important difference; the smallest change a patient perceives as meaningful.
MixerA chiropractor who combines adjusting with diagnosis and adjunctive conservative therapies.
Number needed to treatThe number of patients who must be treated for one to benefit; 1 divided by the absolute risk reduction.
Objective straightA 1970s position that chiropractic only detects and corrects subluxation and does not treat disease.
Portal of entryA provider whom patients can consult directly without referral, with a duty to diagnose and refer.
Regression to the meanThe tendency of extreme measurements to move toward average on remeasurement.
ReliabilityThe consistency of a measurement on repetition by the same or different examiners.
Safety Pin CycleB.J. Palmer's model of impulses flowing from brain to tissue and back to the brain.
SensitivityThe proportion of people with a condition who test positive.
SpecificityThe proportion of people without a condition who test negative.
StraightA chiropractor who limits practice to locating, analyzing and correcting subluxations.
ToneD.D. Palmer's concept of the normal tension of nerves and tissues; disease is too much or too little function.
Triad of healthA triangle of structural, chemical and mental health, each influencing the others.
ValidityThe degree to which a test or study measures what it claims to measure.
VitalismThe view that life depends on a principle not fully reducible to physics and chemistry.

Check yourself

Who received the first chiropractic adjustment, and what complaint did he report?
Harvey Lillard, hearing loss. D.D. Palmer adjusted a prominent upper thoracic vertebra in 1895 in Davenport, Iowa, and Lillard reported improved hearing.
Which 1907 legal case established the use of chiropractic philosophy as a defense against a charge of practicing osteopathy without a license?
The Morikubo case. Attorney Tom Morris argued that chiropractic had a distinct philosophy and method; the acquittal encouraged emphasis on philosophy in education.
Which of Stephenson's principles states that Innate's ability to heal is restricted by the condition of the tissues, and why is it clinically relevant?
Limits of adaptation (principle 24). It acknowledges that some conditions exceed the body's capacity to heal, which supports diagnosis and referral.
What are the three sides of the triad of health, and which modern model does it most resemble?
Structural, chemical and mental; the biopsychosocial model. Both describe health as the product of interacting physical, biochemical or biological, and psychological factors.
Two chiropractors motion palpate the same 30 patients for L4 fixation and obtain a kappa of 0.18. How is this agreement described?
Slight agreement. Kappa from 0 to 0.20 is slight; this is typical of interexaminer motion palpation, which is less reliable than pain provocation.
A test has sensitivity 80 percent and specificity 90 percent. What is the positive likelihood ratio?
8. LR+ = sensitivity / (1 minus specificity) = 0.80 / 0.10 = 8, a moderate to large increase in probability.
In a trial, 50 percent of control patients and 30 percent of treated patients still have disabling back pain at 6 weeks. Calculate the ARR and NNT.
ARR 20 percentage points; NNT 5. NNT = 1 / 0.20 = 5 patients treated for one additional patient to avoid disabling pain.
Which bias does concealed allocation prevent, and which does blinding of outcome assessors prevent?
Selection bias; detection bias. Concealment protects the random sequence at enrollment; blinded assessors rate outcomes without knowing group assignment.
Summarize the evidence for spinal manipulation in chronic low back pain compared with other treatments.
Similar effect to other recommended therapies. Systematic reviews show modest short term improvements in pain and function, comparable to exercise or NSAIDs and better than sham or nonrecommended care.
Name the three components of evidence based practice described by Sackett.
Best research evidence, clinical expertise, patient values and preferences. They are integrated within the clinical circumstances through the steps ask, acquire, appraise, apply and assess.