📖 ContentsChapter 14
General Biology · Chapter 14

Ecology: Populations, Communities, Ecosystems and Conservation

Every organism you have met in this book lives somewhere, eats something, and is eaten, infected, crowded or helped by others. Ecology is the science of those relationships, scaled up from one population to the whole planet, and it explains why deserts sit where they do, why wolves can change a river, why lakes turn green, and why carbon from fossil fuels ends up in the ocean. It is also the science you will need to judge the biggest decisions of your lifetime about land, food, water, climate and the survival of species.

By the end of this chapter you can

  • Distinguish the levels of ecological study and explain how uneven solar heating, air circulation and rain shadows shape global climate.
  • Describe the major terrestrial biomes and aquatic zones and the abiotic factors that define them.
  • Use exponential and logistic growth models, explain carrying capacity, and compare density dependent and density independent regulation.
  • Interpret survivorship curves and life history trade offs, including r and K selection.
  • Classify species interactions (competition, predation, herbivory, symbiosis) and explain the competitive exclusion principle and resource partitioning.
  • Explain keystone species, trophic cascades and primary and secondary succession.
  • Calculate energy transfer between trophic levels and contrast gross and net primary production.
  • Trace the carbon, nitrogen, phosphorus and water cycles and identify human effects on each.
  • Describe the main threats to biodiversity and the tools of conservation biology, and explain the causes and effects of climate change.

Section 1Ecology and the biosphere: climate and biomes

The scope of ecology

Ecology is the scientific study of the interactions between organisms and their environment. The environment includes abiotic (nonliving) factors such as temperature, water, light, soil and nutrients, and biotic (living) factors, meaning all the other organisms that affect an individual. Ecologists work at nested levels. Organismal ecology asks how an individual's anatomy, physiology and behavior fit its environment. Population ecology studies a population, a group of individuals of one species living in the same area, and asks what controls its size. Community ecology studies a community, all the populations of different species in an area, and how they interact. Ecosystem ecology adds the abiotic environment and follows energy flow and chemical cycling. Landscape ecology studies mosaics of connected ecosystems, and global ecology studies the biosphere, the sum of all the planet's ecosystems.

Ecology is an experimental and quantitative science, not a list of observations. Ecologists test hypotheses with field experiments (removing a predator from fenced plots), natural experiments (comparing islands of different sizes) and mathematical models. It also differs from environmentalism: ecology describes how nature works, while decisions about what to do with that knowledge involve values as well as science.

Why climate varies: sunlight and latitude

Climate is the long term pattern of temperature, precipitation, sunlight and wind in a region; weather is the short term condition. The single most important driver of global climate is that the sun heats the Earth unevenly. Near the equator, sunlight strikes the surface almost straight on, so a given amount of solar energy falls on a small area. Toward the poles, the same beam strikes at a low angle, spreads over a larger area and passes through more atmosphere, so each square meter receives less energy. The tropics are therefore warm year round, and the poles are cold.

Seasons exist because Earth's axis is tilted about 23.5 degrees relative to its orbit. As the planet orbits the sun, first the Northern and then the Southern Hemisphere tilts toward the sun, receiving more direct light and longer days. Seasons are not caused by changes in Earth's distance from the sun; in fact Earth is closest to the sun in early January, during the northern winter.

Global air circulation and precipitation

Uneven heating drives air movement. At the equator, intense heating warms the air, and warm air holds more water vapor. This moist air rises; as it rises it expands and cools, and cool air holds less water, so the vapor condenses and falls as heavy rain. That is why tropical rain forests lie near the equator. The now dry air flows toward the poles high in the atmosphere and sinks at about 30 degrees north and south latitude. Sinking air compresses and warms, absorbing moisture from the land, so the great deserts of the world (the Sahara, the Arabian, the Australian interior, the Sonoran) cluster near 30 degrees. Part of this air returns toward the equator along the surface, completing a loop called a Hadley cell. Similar circulation cells rise near 60 degrees, bringing moderate precipitation to temperate forests, and sink near the poles, which are therefore cold deserts.

Because Earth rotates, surface winds are deflected (the Coriolis effect), producing the easterly trade winds in the tropics and the westerlies in the temperate zones. These winds drive surface ocean currents, which carry heat from the tropics toward the poles and strongly shape regional climate. The Gulf Stream, for example, keeps western Europe far milder than places at the same latitude in eastern Canada.

0° 30°N 30°S 60°N 60°S surfacealoft Hadley cells surface winds blow toward the equator 0°: warm moist air rises, cools heavy rain, tropical rain forests 30°: dry air sinks and warms deserts (Sahara, Australian interior) 30°S: same dry belt Kalahari, Atacama 60°: air rises again, moderate rain Poles: cold air sinks, polar deserts
Figure 14.1 Global circulation cells (Northern and Southern Hemispheres, schematic). Rising air cools and drops its water; sinking air warms and dries the land. This single pattern explains the equatorial rain forest belt and the desert belts near 30 degrees.

Regional and local effects

Large bodies of water moderate climate because water has a high specific heat: it warms and cools slowly. Coastal areas therefore have milder winters and cooler summers than inland areas at the same latitude. In a Mediterranean climate, cool ocean currents produce mild wet winters and hot dry summers. Mountains also change climate. Air temperature falls roughly 6 °C for every 1,000 meters of elevation, so climbing a mountain is ecologically like traveling toward the poles. When moist air meets a mountain range, it rises, cools and drops its rain on the windward side; the descending air on the leeward side is warm and dry, creating a rain shadow. The deserts east of the Sierra Nevada and Cascade Ranges are rain shadow deserts. At the smallest scale, microclimates under a log, beneath a forest canopy or on a north facing slope differ enough to determine which organisms can live there.

Study tip. Whenever you need to predict rainfall, follow the air. Rising air cools and drops rain; sinking air warms and dries. That one rule explains the equatorial rain forests, the desert belts at 30 degrees, the wet windward slopes of mountains and the dry rain shadows behind them.

Terrestrial biomes

A biome is a major life zone characterized by its dominant vegetation (on land) or by its physical environment (in water). Terrestrial biomes are determined mainly by temperature and precipitation, and especially by their seasonal pattern; a climograph plots annual mean temperature against annual precipitation and shows where each biome falls. Biomes grade into one another through transition zones called ecotones, and disturbance such as fire, storms and human land use shapes them as much as climate does. Many grasslands and savannas, for example, are kept free of trees by periodic fires and grazing.

BiomeClimateVegetation and soilsNotable features
Tropical rain forestWarm all year; 200 to 400 cm rainLayered broadleaf evergreen canopy; nutrient poor soils because nutrients are held in living biomassHighest terrestrial diversity; heavily cleared for agriculture
Tropical dry forestWarm; long dry seasonDrought deciduous trees, thorny shrubsMuch converted to farmland
SavannaWarm; seasonal rain, 30 to 50 cm in placesGrasses with scattered trees; fire adaptedLarge grazing mammals and their predators
DesertUnder 30 cm rain; hot or coldSucculents, deep rooted shrubs; CAM and C4 plantsAnimals conserve water, many nocturnal
ChaparralMild wet winters, hot dry summersDense spiny evergreen shrubs; fire adapted seedsMediterranean climate coasts
Temperate grasslandCold winters, hot summers, 30 to 100 cm rainGrasses; deep, very fertile soilsMost converted to cropland (prairie, steppe)
Temperate broadleaf forestDistinct seasons, about 70 to 200 cm rainDeciduous trees that drop leaves in winterMany mammals hibernate; heavily settled
Northern coniferous forest (taiga)Long cold winters, short summersCone bearing evergreens (spruce, pine, fir)Largest terrestrial biome; moose, lynx
TundraVery cold, low precipitation, short growing seasonMosses, lichens, grasses, dwarf shrubs; permafrost belowArctic and alpine; warming fastest

Aquatic biomes

Aquatic biomes cover about three quarters of the planet and are defined by salinity, depth, light and water movement. Water absorbs light quickly, so the upper photic zone has enough light for photosynthesis, while the deeper aphotic zone does not. The bottom surface is the benthic zone, home to organisms called the benthos, and much of the food that reaches the deep benthos is detritus sinking from above. In many lakes and oceans a narrow layer of rapid temperature change, the thermocline, separates warm surface water from cold deep water. In temperate lakes, the surface water cools in autumn and warms in spring until it matches the deep water, and wind then mixes the whole lake in a turnover that carries oxygen down and nutrients up.

Connection. Rain shadows and desert belts are not just geography lessons; they decide where farming needs irrigation. Many of the world's most productive irrigated farm regions sit in rain shadow valleys and draw water from snowpack on the windward mountains. As warming shrinks that snowpack and shifts precipitation, the same circulation patterns that built these deserts now determine whether crops can be grown there.
Key point

Ecology studies interactions from organisms to the biosphere. Uneven solar heating creates circulation cells in which rising air drops rain at the equator and near 60 degrees and sinking air dries the land near 30 degrees and at the poles; oceans, mountains and microclimates modify this pattern. Temperature and precipitation determine terrestrial biomes, while light, depth, salinity and nutrients define aquatic biomes.

Section 2Population ecology: growth and regulation

Density, dispersion and demography

Two basic properties describe a population. Density is the number of individuals per unit area or volume. Ecologists rarely count everyone; they sample plots or use the mark recapture method. In mark recapture, a researcher captures, marks and releases s individuals, later captures a second sample of n individuals, and counts the x marked ones among them. Assuming marked animals mix randomly, the population size N is estimated as N = s × n / x. If 50 fish are marked and a later sample of 40 contains 10 marked fish, N is about 50 × 40 / 10 = 200.

Dispersion is the spacing pattern of individuals. A clumped pattern, the most common, occurs where resources are patchy or where animals gain from groups (herds, schools). A uniform pattern usually results from direct interactions such as territoriality or chemical inhibition among plants. A random pattern, uncommon, occurs where individuals neither attract nor repel one another, like dandelions from windblown seeds.

Density changes through four processes: births and immigration add individuals; deaths and emigration remove them. Demography is the study of these vital rates. A life table follows a cohort, a group of individuals of the same age, from birth until all have died, recording survivorship and reproduction at each age. Plotting the number surviving against age on a logarithmic scale gives a survivorship curve.

Survivorship curvePattern of deathTypical life historyExamples
Type ILow mortality early and in middle life, steep drop in old ageFew offspring, much parental careHumans, elephants, many large mammals
Type IIRoughly constant death rate at every ageIntermediateMany songbirds, some lizards, rodents
Type IIIVery high mortality among the young, then high survival for the few that remainHuge numbers of offspring, little or no careOysters, many fishes, most plants

Exponential growth

If immigration and emigration are ignored, the change in population size over a short time is births minus deaths. Expressed per individual, the per capita rate of increase r equals the per capita birth rate minus the per capita death rate. When r is constant, the population grows according to the model

dN/dt = rmaxN

where N is population size and rmax is the intrinsic rate of increase, the maximum per capita rate under ideal conditions. Because the growth rate is proportional to N, the larger the population, the more individuals are added per unit time, so the curve is J shaped. Exponential growth happens when a population is introduced to a new, resource rich environment or rebounds after a catastrophe. Elephants in Kruger National Park grew nearly exponentially for decades after hunting was banned; the whooping crane recovered the same way from about 15 birds. No population can grow exponentially for long, because resources run out.

Logistic growth and carrying capacity

The carrying capacity, symbolized K, is the maximum population size that a particular environment can sustain. It is set by limiting resources such as food, water, nesting sites or shelter and can change as the environment changes. The logistic model adds this limit:

dN/dt = rmaxN (K − N)/K

The term (K − N)/K is the fraction of the carrying capacity still available. When N is small, it is close to 1 and growth is nearly exponential. As N approaches K, it approaches zero and growth slows to a stop. The result is an S shaped (sigmoid) curve. The number of individuals added per unit time is greatest at K/2, where the population is large enough to add many offspring but not yet crowded, which is why fisheries managers have tried to hold harvested stocks near half their carrying capacity (the idea behind maximum sustainable yield).

time population size (N) K K/2 Exponential (J shaped) dN/dt = rN, no limit Logistic (S shaped) dN/dt = rN (K − N)/K fastest growth at K/2
Figure 14.2 Exponential versus logistic growth. Both curves start alike, but the logistic curve bends as resources become limiting and levels off at the carrying capacity K. The steepest point of the logistic curve lies at K/2.

Real populations only approximate the logistic curve. Many overshoot K and then crash, or oscillate around it, because of time lags between a change in resources and the population's response. Some species have an Allee effect: at very low density individuals struggle to find mates or defend themselves, so small populations can decline even with plenty of resources, an important concern in conservation.

Study tip. Test yourself on the logistic equation with numbers. If K = 1,000 and N = 900, then (K − N)/K = 0.1, so growth is only 10 percent of what the exponential model predicts. If N = 1,100, the term is negative and the population shrinks. Plugging in values is the fastest way to see why the curve flattens.

Life history traits and trade offs

An organism's life history is its schedule of reproduction and survival: the age of first reproduction, how often it breeds, and how many offspring it produces each time. Because energy and time are limited, life histories involve trade offs between reproduction and survival, and between offspring number and the care or resources invested in each. Some species are semelparous (big bang reproducers), breeding once and dying, such as Pacific salmon and agave plants; others are iteroparous, breeding repeatedly, such as most mammals and oak trees. Semelparity tends to be favored where adult survival is low or unpredictable.

Ecologists have described two broad strategies. r selection favors traits that maximize reproductive rate, common in unpredictable or newly disturbed environments where populations are often well below carrying capacity. K selection favors traits that help individuals compete and survive when populations are near carrying capacity. Most species fall somewhere between, and the scheme is a simplification, but it summarizes useful correlations.

Traitr selectedK selected
EnvironmentUnstable, disturbedStable, crowded
Population sizeOften well below K, fluctuatingNear K
OffspringMany, small, little careFew, large, much care
Maturity and life spanEarly, shortLate, long
Survivorship curveUsually type IIIUsually type I
ExamplesWeeds, insects, mice, bacteriaElephants, whales, oaks, humans

Population regulation

What keeps a population from growing forever? Density independent factors affect the per capita birth or death rate regardless of density; frost, drought, floods and fires kill a similar fraction whether a population is sparse or dense. Density dependent factors change in strength as density changes, typically raising death rates or lowering birth rates as a population grows. Only density dependent factors produce true regulation, a negative feedback that pulls a population toward K. They include:

Some populations show regular boom and bust cycles. The snowshoe hare and lynx of northern forests rise and fall on a roughly 10 year cycle. Field experiments suggest the hare cycle is driven mainly by predation (with food supply playing a smaller role), and the lynx cycle follows the hares. A metapopulation is a network of local populations linked by migration, in which some patches go extinct and are recolonized; its persistence depends on that movement.

Human population growth

The human population grew slowly for most of history, then rapidly after the industrial revolution as death rates fell with better food, sanitation and medicine. It passed 8 billion people in the early 2020s. Global growth rates peaked in the 1960s at about 2 percent per year and have since fallen to under 1 percent, so the population is still growing, but more slowly. The demographic transition describes the shift from high birth and death rates to low birth and death rates as countries develop; death rates fall first, causing a period of rapid growth, and birth rates follow. Age structure diagrams show the proportion of people in each age class: a broad base predicts continued growth, while a column or narrow base predicts stability or decline. Humans' ecological footprint, the land and water area needed to supply a population's resources and absorb its wastes, varies more than tenfold between countries, so the effect of a population depends on consumption as well as numbers.

Key point

Population size depends on births, deaths, immigration and emigration. Unlimited populations grow exponentially (J curve), but limited resources produce logistic growth (S curve) that levels off at the carrying capacity K. Life histories reflect trade offs between offspring number and investment, and density dependent factors such as competition, disease and predation regulate populations through negative feedback.

Section 3Community ecology: interactions and succession

Classifying interactions

Populations in a community affect one another through interspecific interactions. Ecologists classify them by their effect on each partner's survival and reproduction: positive (+), negative (−) or no effect (0).

InteractionEffectsDescriptionExample
Competition−/−Both species use a limiting resourceWeeds and crops competing for nitrogen
Predation+/−One species kills and eats the otherLynx eating hares
Herbivory+/−An animal eats parts of a plant or algaGrasshoppers on grass, sea urchins on kelp
Parasitism+/−A parasite feeds on a host, usually without killing it quicklyTapeworms, ticks, malaria parasites
Mutualism+/+Both partners benefitMycorrhizal fungi and plant roots; pollinators and flowers
Commensalism+/0One benefits, the other is unaffectedCattle egrets feeding on insects stirred up by grazers

Parasitism, mutualism and commensalism are forms of symbiosis, a close, long term association between species. Note that symbiosis does not by itself mean mutual benefit. Many relationships also shift with conditions; mycorrhizae can become parasitic when soil nutrients are abundant.

Competition and the niche

An organism's ecological niche is the full set of biotic and abiotic resources it uses and the conditions it tolerates: its role in the community, not just its address. Its fundamental niche is what it could occupy without competitors; its realized niche is the smaller portion it actually occupies in the presence of competitors. Joseph Connell showed this with two barnacles on Scottish rocky shores. Chthamalus lives on the upper rocks and Balanus lower down. When Connell removed Balanus, Chthamalus spread down into the lower zone, showing that its realized niche was restricted by competition. Removing Chthamalus did not let Balanus spread up, because Balanus cannot tolerate drying on the upper rocks.

The competitive exclusion principle, demonstrated by G. F. Gause with two species of Paramecium, states that two species competing for exactly the same limiting resources cannot coexist indefinitely; the slightly more efficient competitor eventually eliminates the other locally. Species with similar needs coexist only if their niches differ. Resource partitioning is the division of resources that allows this, such as several Anolis lizard species perching at different heights or in sun versus shade on the same trees. When two closely related species are compared, their traits often differ more where they live together (sympatric) than where they live apart (allopatric), a pattern called character displacement. The beak depths of Galápagos ground finches are the classic example.

Study tip. To separate fundamental from realized niche, ask "where could it live if alone?" (fundamental) and "where does it live with everyone else?" (realized). The realized niche is always the same size or smaller, never larger, unless a mutualist expands it.

Predation, herbivory and defenses

Predation selects for adaptations in both predator and prey. Predators have sharp senses, speed, claws, venom and camouflage. Prey defend themselves with behavior (hiding, fleeing, alarm calls, group defense) and with morphological and chemical defenses. Cryptic coloration (camouflage) makes prey hard to see. Aposematic coloration, bright warning color, advertises chemical defenses, as in poison dart frogs and monarch butterflies. In Batesian mimicry, a harmless species copies a harmful one (the nonvenomous scarlet kingsnake resembles the venomous coral snake). In Müllerian mimicry, two or more unpalatable species resemble each other, so predators learn to avoid all of them faster (many stinging bees and wasps share yellow and black bands). Plants defend against herbivores with thorns and with chemicals such as nicotine, morphine, tannins and the mustard oils that give spices their bite. The ongoing reciprocal adaptation between interacting species is coevolution.

Species diversity and community structure

Species diversity has two parts: species richness, the number of different species, and relative abundance, the proportion each species represents. A forest with 100 trees of five species split 20 each is more diverse than one with the same five species split 96, 1, 1, 1 and 1. Ecologists summarize both with indices such as the Shannon diversity index. Diverse communities tend to be more productive and more stable, and they are more resistant to invasive species.

Community structure depends heavily on feeding relationships. A food chain traces one path of energy transfer; a food web shows the many interlinked chains in a community. Food chains are usually short, rarely more than five links, largely because so much energy is lost at each step (Section 4).

Some species have outsized effects. Dominant species are the most abundant or have the greatest biomass, like sugar maples in some forests. A keystone species is not necessarily abundant but has a strong effect through its ecological role. Robert Paine removed the predatory sea star Pisaster from experimental stretches of rocky shore, and the mussels it ate took over, crowding out other species; richness dropped from more than 15 species to fewer than 5. Ecosystem engineers (foundation species) physically change the environment, as beavers do when they build dams that convert forest streams into ponds and wetlands.

Control can flow up or down the food web. In bottom up control, nutrient supply sets the abundance of producers, which set the abundance of herbivores, and so on up. In top down control, predators control herbivores, which control plants. A trophic cascade is a top down effect that alternates across levels. Where sea otters were hunted out of North Pacific kelp forests, sea urchins, their prey, exploded and grazed the kelp to bare "urchin barrens"; where otters returned, urchins declined and kelp forests recovered. Wolves reintroduced to Yellowstone are often cited as another case, although how strongly they changed riverside vegetation is still debated.

Connection. Lake managers use trophic cascades on purpose in biomanipulation. Adding predatory fish to a eutrophic lake reduces the small fish that eat zooplankton; zooplankton then increase and graze down the algae, making the water clearer. The same logic warns that removing top predators by overfishing can ripple down to reshape whole ecosystems.

Disturbance and ecological succession

Communities are not static. Disturbances, events such as storms, fires, floods, droughts or human activities, change communities by removing organisms or altering resources. The intermediate disturbance hypothesis proposes that moderate levels of disturbance foster the greatest diversity: too little lets dominant competitors exclude others, too much allows only the hardiest, fast colonizing species to persist. Some ecosystems depend on disturbance; many pine forests and grasslands are maintained by periodic fire, and decades of fire suppression in such forests allowed fuel to build up, contributing to more severe wildfires.

After a disturbance, the species composition changes in a sequence called ecological succession. Primary succession begins in a virtually lifeless area where soil has not yet formed, such as new volcanic rock or the ground exposed by a retreating glacier. Prokaryotes, lichens and mosses arrive first as pioneer species, weathering rock and adding organic matter that slowly builds soil. Grasses, shrubs and finally trees follow over centuries. Secondary succession occurs where an existing community has been cleared but the soil remains, as after a fire or the abandonment of a farm field. It proceeds much faster, often from weeds to shrubs to forest within decades.

Early species can affect later ones in three ways. They may facilitate later arrivals by improving soil, as when nitrogen fixing alders enrich the soil for spruce at Glacier Bay, Alaska; they may inhibit them by competing; or they may have little effect (tolerance). Succession was once thought to end in a fixed climax community, but ecologists now recognize that continual disturbance means most communities are a shifting mosaic of patches at different stages.

bare rock, no soil lichens, mosses dwarf willows, Dryas alder thickets (fix nitrogen) spruce forest years since the glacier retreated: 0 about 200 soil deepens, nitrogen rises, pH falls
Figure 14.3 Primary succession after glacial retreat (schematic, based on the well studied sequence in southeastern Alaska). Pioneer species build the first soil, nitrogen fixing alders enrich it and facilitate spruce, which eventually shade the alders out.
Key point

Species interact through competition (−/−), predation, herbivory and parasitism (+/−), mutualism (+/+) and commensalism (+/0). Competition limits species to realized niches and drives resource partitioning, while predation shapes defenses and mimicry. Keystone species, ecosystem engineers and trophic cascades show how one species can restructure a community, and disturbance followed by primary or secondary succession keeps communities in constant change.

Section 4Ecosystems: energy flow and nutrient cycles

Two laws, two processes

An ecosystem is a community plus its physical environment. Two processes tie it together: energy flow and chemical cycling. Energy enters most ecosystems as sunlight, is converted to chemical energy by autotrophs, passes to heterotrophs in food, and leaves as heat. Because the first law of thermodynamics says energy cannot be created or destroyed, and the second law says every transformation loses some energy as heat, energy moves one way through an ecosystem and must be continually replaced by the sun. Chemical elements, by contrast, are conserved (the law of conservation of mass) and cycle between the living and nonliving parts of the ecosystem.

Organisms are grouped into trophic levels by their main source of nutrition. Primary producers (autotrophs: plants, algae, cyanobacteria and, at vents, chemoautotrophs) make organic molecules. Primary consumers are herbivores; secondary consumers eat herbivores; tertiary consumers eat secondary consumers. Detritivores (decomposers), mainly prokaryotes and fungi along with earthworms and many insects, consume detritus, the dead organic matter of all levels. They release inorganic nutrients back to producers and are essential to every chemical cycle.

Primary production

Primary production is the amount of light energy converted to chemical energy by autotrophs during a given time. Gross primary production (GPP) is the total. Producers use part of it for their own respiration (R), and the rest is net primary production: NPP = GPP − R. NPP, typically about half of GPP, is the new biomass available to consumers, so it is the key measure. Only about 1 percent of the visible light reaching producers is converted to chemical energy.

Per unit area, the most productive ecosystems are tropical rain forests, estuaries, wetlands and coral reefs; the least productive are deserts, tundra and the open ocean. Because the open ocean is so vast, however, it contributes about as much to global NPP as all the land combined. Production is limited by different factors in different places. On land, temperature and moisture matter most, measured together as actual evapotranspiration. In the ocean and in lakes, production is usually limited by a limiting nutrient: often nitrogen in coastal seas, iron in parts of the open ocean, and phosphorus in many lakes. Experiments in which iron was added to patches of the Southern Ocean produced dramatic phytoplankton blooms.

TermMeaningRelationship
Gross primary production (GPP)Total chemical energy fixed by producersUpper limit for the ecosystem
Net primary production (NPP)GPP minus producer respirationFood available to consumers
Net ecosystem production (NEP)GPP minus respiration by all organismsPositive means the ecosystem stores carbon
Secondary productionNew biomass made by consumersLimited by NPP and by consumer efficiency
Trophic efficiencyProduction at one level divided by production at the level belowUsually about 10 percent

Energy transfer and ecological pyramids

Consumers convert only a small fraction of the food they eat into their own new biomass. Of the energy in the plant material a caterpillar eats, roughly half passes out in feces, about a third is used in cellular respiration and lost as heat, and only about a sixth becomes caterpillar tissue. Endotherms, which spend much of their energy on keeping warm, convert an even smaller share. Across whole trophic levels, the trophic efficiency, the percentage of production transferred from one level to the next, ranges from about 5 to 20 percent and is commonly taught as 10 percent (the "10 percent rule"). Multiplying that loss over several steps explains why food chains are short and why top predators are rare. If producers make 10,000 kcal per square meter per year, primary consumers make about 1,000, secondary consumers about 100, and tertiary consumers about 10.

An energy pyramid shows these losses and always narrows upward. Biomass pyramids usually narrow too, but some aquatic ecosystems have inverted biomass pyramids: phytoplankton reproduce and are eaten so quickly that at any moment their standing biomass is smaller than that of the zooplankton that eat them, even though their production is far greater.

Producers 10,000 kcal/m2/yr Primary consumers 1,000 Secondary 100 10 Tertiary consumers heat lost at every level (respiration) about 90% of each level's energy Only about 10 percent passes up each step, so the energy reaching the top is tiny.
Figure 14.4 An idealized energy pyramid using the 10 percent rule. Energy flows upward and is lost as heat at each level; it does not cycle back to producers.
Study tip. Never say that energy "cycles" in an ecosystem. Matter cycles; energy flows through and leaves as heat. If an exam asks why a vegetarian diet can feed more people from the same farmland, the answer is trophic efficiency: eating at the producer level skips a 90 percent loss.

Biogeochemical cycles

Elements move among living organisms, the atmosphere, water, soil and rock in biogeochemical cycles. Each cycle has reservoirs, some available to organisms and some locked away (in rock or deep sediment), and processes that move elements between them. Gaseous cycles (carbon, nitrogen, water) are global; the phosphorus cycle has no significant gas phase and is more local.

CycleMain reservoirsKey processesBiological importanceHuman effects
WaterOceans (about 97%), ice, groundwater, atmosphereEvaporation, transpiration, condensation, precipitation, runoffMedium of life; solventIrrigation, aquifer depletion, deforestation reducing transpiration
CarbonSedimentary rock, fossil fuels, oceans (dissolved), soil, biomass, atmospheric CO2Photosynthesis, respiration, decomposition, combustion, ocean exchangeBackbone of organic moleculesBurning fossil fuels and forests raises atmospheric CO2
NitrogenAtmospheric N2 (about 78% of air), soils, sedimentsFixation, ammonification, nitrification, denitrificationAmino acids, nucleic acidsIndustrial fertilizer has roughly doubled nitrogen inputs to land
PhosphorusSedimentary rock, soil, ocean sedimentsWeathering, uptake, decomposition, sedimentationATP, nucleic acids, phospholipids, boneMined fertilizer and sewage drive eutrophication

The carbon cycle

Photosynthesis by plants, algae and cyanobacteria removes CO2 from the atmosphere and ocean and builds it into organic molecules; cellular respiration by nearly all organisms returns it. These two fluxes are huge and roughly balanced. Much slower parts of the cycle store carbon for millions of years in limestone and in fossil fuels, the remains of ancient organisms. Burning fossil fuels moves carbon from that long term reservoir into the atmosphere far faster than natural processes remove it, and atmospheric CO2 has risen from about 280 parts per million before the industrial revolution to over 420 ppm today. Roughly a quarter of the extra CO2 dissolves in the ocean, forming carbonic acid and causing ocean acidification.

The nitrogen cycle

Nitrogen is abundant as N2 gas, but its triple bond makes it unusable by most organisms. It enters ecosystems mainly through nitrogen fixation, the conversion of N2 to ammonia (NH3) by certain prokaryotes, some free living and some, like Rhizobium, living in root nodules of legumes. Lightning fixes a little, and the industrial Haber Bosch process now fixes as much as all natural land processes combined. In soil, ammonia picks up a proton to become ammonium (NH4+). Ammonification by decomposers releases ammonium from dead organic matter. In nitrification, bacteria oxidize ammonium to nitrite (NO2−) and then nitrate (NO3−), the form most plants absorb most readily. Plants build the nitrogen into amino acids and nucleotides, which pass to consumers. Finally, under low oxygen conditions, denitrifying bacteria convert nitrate back to N2 (and some N2O, a greenhouse gas), closing the cycle.

Atmospheric N2 Ammonium NH4+ Nitrite NO2− Nitrate NO3− Plants, animals organic N N fixation (Rhizobium, cyanobacteria, Haber Bosch) Nitrification Nitrification Denitrification (low oxygen) uptake ammonification (decomposers)
Figure 14.5 The nitrogen cycle. Prokaryotes carry out every key conversion: fixation, ammonification, the two steps of nitrification, and denitrification. Plants take up ammonium and especially nitrate.

The phosphorus and water cycles

Phosphorus has no important gaseous form. It weathers slowly from rock as phosphate (PO43−), is absorbed by plants, passes through food webs and returns to soil through decomposition. Much eventually washes to the sea and settles into sediments, where it may take millions of years to be uplifted as rock again. Because it is released so slowly, phosphate often limits production in freshwater. When fertilizer, detergent or sewage adds phosphorus and nitrogen to lakes, algae bloom; when they die, decomposers consume the dissolved oxygen, killing fish. This process, cultural eutrophication, also creates seasonal dead zones in coastal waters such as the Gulf of Mexico.

In the water cycle, solar energy drives evaporation from oceans and transpiration from plants; water vapor condenses and falls as precipitation, then returns to the sea as runoff or seeps into groundwater aquifers. More water evaporates from the oceans than falls on them, so the excess is carried over land, where it supports terrestrial life before draining back.

Key point

Energy flows one way through ecosystems, entering as light and leaving as heat, and only about 10 percent passes from one trophic level to the next; NPP, gross production minus producer respiration, sets the energy budget for all consumers. Matter cycles: prokaryotes run the nitrogen cycle, photosynthesis and respiration drive the carbon cycle, and phosphorus moves slowly from rock to organisms to sediment. Humans now move carbon, nitrogen and phosphorus on a scale that rivals natural processes.

Section 5Conservation biology and global change

Biodiversity at three levels

Biodiversity is the variety of life, and conservation biologists recognize it at three levels. Genetic diversity is the variation among individuals within a population and among populations of a species; it is the raw material for adaptation, and its loss leaves populations vulnerable to disease and environmental change. Species diversity is the variety of species in an ecosystem or across the planet. Scientists have named about 1.8 to 2 million species, and estimates of the true total, most of them insects and microbes, range far higher. Ecosystem diversity is the variety of ecosystems in the biosphere, each with its own interactions and services.

Species are going extinct far faster than the background rate seen in the fossil record, by many estimates hundreds to a thousand times faster, leading many biologists to describe the present as a sixth mass extinction. About one in four assessed mammal species and over 40 percent of assessed amphibians are threatened. Biodiversity matters for practical as well as ethical reasons. Many medicines come from wild organisms (the cancer drugs vincristine and vinblastine from the rosy periwinkle, aspirin's ancestor from willow bark), and wild relatives of crops carry genes for disease resistance. Ecosystems also provide ecosystem services: pollination, water purification, flood control, soil formation, carbon storage and fisheries, worth trillions of dollars a year. Many people also value biodiversity for its own sake, a feeling the biologist E. O. Wilson called biophilia.

The major threats

The main threats to biodiversity are often summarized with the acronym HIPPO.

ThreatHow it harmsExamples
Habitat loss and fragmentationThe single greatest threat; removes or divides the places species liveClearing of tropical forest for cattle and crops; draining wetlands
Invasive speciesIntroduced species with no natural enemies outcompete, prey on or infect nativesBrown tree snake on Guam, kudzu, zebra mussels, chytrid fungus in amphibians
PollutionToxins, nutrients, plastics and pesticides damage organisms and ecosystemsDDT thinning raptor eggshells; nutrient driven dead zones
Population growth and consumptionIncreasing human demand magnifies all other threatsExpansion of farmland and cities
OverharvestingTaking organisms faster than they reproduceCollapse of North Atlantic cod; poaching of elephants and rhinos

Fragmentation breaks large habitats into small, isolated patches. Small patches hold fewer species, support smaller populations, and have a larger proportion of edge, where conditions such as light, wind, temperature and predation differ from the interior. Species that need deep forest interior suffer, while edge adapted species, such as cowbirds that lay their eggs in other birds' nests, increase. Pollutants can also undergo biological magnification: fat soluble toxins such as DDT, PCBs and methylmercury are not excreted, so they become more concentrated at each step up a food chain, reaching the highest levels in top predators such as eagles, tuna and orcas. Pregnant people are advised to limit certain predatory fish for this reason.

Study tip. Do not confuse biological magnification with the energy pyramid. Energy shrinks as you go up the food chain; persistent fat soluble toxins grow more concentrated, because each predator eats many prey and keeps their toxin load while burning off their energy.

Conserving populations

Conservation biology integrates ecology, evolution, genetics and social science. One approach focuses on small populations. A small population is vulnerable to an extinction vortex: inbreeding and genetic drift reduce genetic diversity, which lowers fitness and reproduction, which shrinks the population further. The greater prairie chicken in Illinois fell to fewer than 50 birds with very low egg hatching rates; when biologists brought in birds from larger populations elsewhere, genetic variation and hatching success recovered. Conservation planners estimate a minimum viable population, the smallest size at which a species can likely sustain itself, and they pay attention to effective population size, the number of individuals that actually breed, which is often far smaller than the total count.

A second approach focuses on declining populations: identify why a population is declining, test the hypotheses, and remove the cause. The red cockaded woodpecker of the southeastern United States needs mature pine forest with little undergrowth for its nest cavities. When managers restored such habitat with controlled burns and drilled starter cavities, populations began to recover. Laws such as the U.S. Endangered Species Act and international agreements on wildlife trade protect listed species and their habitats.

Conserving landscapes and ecosystems

Increasingly, conservation targets whole landscapes. Biodiversity hot spots are relatively small areas with many endemic species (species found nowhere else) and many threatened species; together, hot spots covering a small percentage of land hold a large fraction of the world's plant and vertebrate species. Movement corridors, strips of habitat connecting isolated patches, allow migration and gene flow; highway underpasses and overpasses let animals cross roads safely. Protected areas and reserves are most effective when they are large enough to sustain populations of wide ranging species and when they are managed together with the surrounding human landscape. Restoration ecology repairs damaged ecosystems, using bioremediation (organisms that detoxify pollutants, such as bacteria that clean up oil) and biological augmentation (organisms that add essential materials, such as nitrogen fixing plants on mine spoils).

Reserve design draws on the equilibrium model of island biogeography, which predicts the number of species on an island (or a habitat patch) as a balance between immigration and extinction. Larger islands have lower extinction rates, and islands near a mainland source have higher immigration rates, so large, near islands hold the most species. Habitat fragments in a sea of farmland or cities behave like islands.

number of species on the island rate of immigration or extinction Immigration, near island Immigration, far island Extinction, small island Extinction, large island most species (large, near island)
Figure 14.6 The equilibrium model of island biogeography. Immigration falls and extinction rises as an island fills with species; the crossing point is the equilibrium species number. Nearness raises immigration and large size lowers extinction, so the large near island (marked) holds the most species.

Climate change

Earth's surface is kept habitable by the greenhouse effect. Sunlight passes through the atmosphere and warms the surface, which radiates infrared energy; greenhouse gases such as CO2, methane (CH4), nitrous oxide (N2O) and water vapor absorb much of that infrared and re radiate part of it back, warming the lower atmosphere. Without any greenhouse effect, Earth's average surface temperature would be about −18 °C instead of about 15 °C. Human activities, chiefly burning fossil fuels, deforestation and agriculture, have increased greenhouse gas concentrations, strengthening the effect. Average global surface temperature has risen by about 1.1 to 1.3 °C since the late 1800s, with the most warming at high northern latitudes.

The biological effects are already visible. Species ranges are shifting toward the poles and upslope, and some mountain and polar species have nowhere left to go. The timing of seasonal events, or phenology, is changing: many plants flower earlier, which can mismatch them with pollinators, and some migratory birds now arrive after their insect food has peaked. Warmer oceans cause coral bleaching, in which corals expel their photosynthetic algae and may starve, while ocean acidification makes it harder for corals, mollusks and some plankton to build calcium carbonate shells and skeletons. Thawing permafrost releases stored carbon, a positive feedback that amplifies warming. Droughts, heat waves and fire seasons are becoming more intense in many regions.

Responses fall into two categories. Mitigation reduces the cause: shifting to renewable and nuclear energy, improving efficiency, protecting and restoring forests and wetlands that store carbon, and cutting methane and nitrous oxide from agriculture. Adaptation reduces harm: building corridors so species can track shifting climates, assisting migration of vulnerable species, breeding heat and drought tolerant crops, and protecting coasts. Other global changes, such as stratospheric ozone depletion by chlorofluorocarbons, show that coordinated international action works: after CFCs were phased out under a global agreement, the ozone layer has begun to recover.

Connection. Climate change affects human health through ecology. As temperatures rise, the ranges of disease vectors such as Aedes mosquitoes (which carry dengue and Zika) and blacklegged ticks (which carry Lyme disease) are expanding toward the poles and to higher elevations, and longer pollen seasons are worsening allergies and asthma. Public health planning increasingly relies on ecological models of where these species will spread.
Key point

Biodiversity exists at the genetic, species and ecosystem levels and provides ecosystem services worth far more than we usually notice. Habitat loss, invasive species, pollution, human population growth and overharvesting drive extinctions far above background rates. Conservation protects small and declining populations, connects habitats with corridors, prioritizes hot spots and restores damaged ecosystems, while mitigation and adaptation address climate change driven by rising greenhouse gases.

The chapter in one breath

  • Ecology studies interactions at the organism, population, community, ecosystem, landscape and biosphere levels.
  • Uneven solar heating drives circulation cells: rising air brings rain to the equator, sinking air creates desert belts near 30 degrees, and mountains cast rain shadows.
  • Temperature and precipitation define terrestrial biomes; light, depth, salinity and nutrients define aquatic biomes.
  • Populations grow exponentially without limits and logistically toward a carrying capacity K, growing fastest at K/2.
  • Density dependent factors such as competition, disease and predation regulate populations; density independent factors such as frost do not.
  • Life histories trade offspring number against investment; survivorship curves run from type I to type III.
  • Competition limits species to realized niches and leads to resource partitioning; predation drives camouflage, warning colors and mimicry.
  • Keystone species and trophic cascades show top down control; succession rebuilds communities after disturbance.
  • Energy flows one way, with about 10 percent passing between trophic levels; NPP = GPP − R.
  • Matter cycles: prokaryotes drive the nitrogen cycle, photosynthesis and respiration drive the carbon cycle, and phosphorus cycles slowly through rock.
  • Habitat loss, invasive species, pollution, population growth and overharvesting threaten biodiversity; conservation uses corridors, hot spots, reserves and restoration.
  • Rising greenhouse gases strengthen the greenhouse effect, shifting ranges and phenology and acidifying the ocean.

Words worth knowing

TermWhat it means
BiomeA major life zone defined by its dominant vegetation on land or its physical environment in water.
Rain shadowThe dry region on the leeward side of a mountain range, where descending air warms and absorbs moisture.
Photic zoneThe upper layer of a body of water with enough light for photosynthesis.
EutrophicDescribes a nutrient rich, highly productive body of water, often low in oxygen at depth.
PopulationA group of individuals of one species living in the same area.
Carrying capacity (K)The maximum population size an environment can sustain.
Exponential growthGrowth at a constant per capita rate, giving a J shaped curve.
Logistic growthGrowth that slows as the population nears carrying capacity, giving an S shaped curve.
Density dependent factorA factor whose effect on birth or death rates grows stronger as population density rises.
Survivorship curveA plot of the number of survivors in a cohort against age.
Life historyAn organism's schedule of growth, reproduction and survival.
Ecological nicheThe total set of resources and conditions a species uses and tolerates.
Competitive exclusion principleTwo species with identical resource needs cannot coexist indefinitely in the same place.
Resource partitioningDivision of limited resources among species, allowing similar species to coexist.
Batesian mimicryA harmless species resembling a harmful or distasteful one.
MutualismAn interaction in which both species benefit.
Keystone speciesA species with an effect on community structure far larger than its abundance suggests.
Trophic cascadeEffects of a predator that ripple down through successive lower trophic levels.
Primary successionCommunity development in an area with no soil, such as bare rock.
Secondary successionCommunity recovery after a disturbance that leaves the soil in place.
Net primary productionGross primary production minus the energy producers use in respiration.
Trophic efficiencyThe percentage of production passed from one trophic level to the next, about 10 percent.
Nitrogen fixationConversion of atmospheric N2 into ammonia by certain prokaryotes or industrial processes.
DenitrificationConversion of nitrate back to N2 gas by bacteria in low oxygen conditions.
Cultural eutrophicationExcess nutrients from human sources causing algal blooms and oxygen depletion.
Biological magnificationIncreasing concentration of persistent toxins at higher trophic levels.
Ecosystem servicesBenefits people receive from ecosystems, such as pollination and clean water.
Biodiversity hot spotA small area with many endemic and threatened species.
Movement corridorA strip of habitat connecting otherwise isolated patches.
Greenhouse effectWarming of the lower atmosphere as gases absorb and re radiate infrared energy.

Check yourself

Why are many of the world's great deserts found near 30 degrees north and south latitude?
Answer. Air that rose and lost its moisture at the equator descends near 30 degrees. Sinking air compresses and warms, so it absorbs moisture rather than releasing it, drying the land below.
Biologists mark 60 turtles, release them, and later catch 50 turtles, 12 of them marked. Estimate the population size.
Answer. N = (60 × 50) / 12 = 250 turtles, assuming marked animals mix randomly and the population is closed during the study.
A population has K = 500 and rmax = 0.2 per year. Compare its growth rate at N = 250 with that at N = 450.
Answer. At N = 250, dN/dt = 0.2 × 250 × (250/500) = 25 per year. At N = 450, dN/dt = 0.2 × 450 × (50/500) = 9 per year. Growth is fastest near K/2 and slows as N approaches K.
An oyster releases millions of eggs, and almost all of the larvae die. Which survivorship curve and life history strategy does this fit?
Answer. A type III curve and an r selected strategy: many small offspring, little care, very high early mortality.
When barnacle species A is removed from rocks, species B expands into the space. What does this show about B's niche?
Answer. B's realized niche was smaller than its fundamental niche because competition with A excluded it from part of the habitat it can tolerate.
Sea otters are removed from a kelp forest. Predict what happens to sea urchins and to kelp, and name the phenomenon.
Answer. Urchins increase without their predator and overgraze the kelp, which declines into urchin barrens. This is a trophic cascade with the otter acting as a keystone species.
A field of producers fixes 20,000 kcal/m2/yr of net production. About how much energy reaches the secondary consumers?
Answer. About 200 kcal/m2/yr: roughly 10 percent (2,000) reaches primary consumers and 10 percent of that reaches secondary consumers.
A soil lacks nitrifying bacteria. Which nitrogen form would build up, and which would become scarce for plants?
Answer. Ammonium would accumulate because it could not be oxidized, and nitrate, the form most plants absorb most readily, would become scarce.
Why does mercury reach higher concentrations in tuna than in the small fish tuna eat?
Answer. Methylmercury is persistent and not easily excreted. Each tuna eats many small fish over its life and retains their mercury while burning their energy, so concentration rises with each trophic level (biological magnification).
Two forest reserves have the same total area, but one is a single block and the other is ten isolated patches. Which is likely to keep more forest interior species, and why?
Answer. The single block. Fragments have more edge relative to interior, smaller populations with higher extinction risk, and less immigration among patches, as island biogeography predicts.