📖 ContentsChapter 8
General Biology · Chapter 8

Evolution, Natural Selection and Population Genetics

Bacteria that shrug off antibiotics, insects that survive pesticides and viruses that slip past last year's vaccine are all evolution happening in front of us. Evolution is the unifying idea of biology: it explains why living things share a genetic code, why they are so well suited to their environments, and why they are also full of odd compromises. This chapter traces how Darwin arrived at natural selection, lays out the evidence for evolution, and then gives you the tools of population genetics to measure evolutionary change and identify its causes.

By the end of this chapter you can

  • Describe the ideas of Linnaeus, Cuvier, Hutton, Lyell, Lamarck and Malthus and explain how they shaped Darwin's thinking.
  • State the observations and inferences behind natural selection and explain descent with modification.
  • Evaluate evidence for evolution from direct observation, homology, vestigial structures, convergent evolution, the fossil record and biogeography.
  • Calculate allele and genotype frequencies with the Hardy-Weinberg equation and list its five conditions.
  • Explain how natural selection, genetic drift (including the founder effect and bottleneck effect) and gene flow change allele frequencies.
  • Distinguish directional, stabilizing and disruptive selection, and explain sexual selection and balancing selection.
  • Define relative fitness and explain why selection acts on individuals but only populations evolve.
  • Explain why natural selection cannot produce perfect organisms, using trade-offs, historical constraints and exaptation.

Section 1Darwin and descent with modification

What evolution means

In the broadest sense, evolution is change over time in the heritable characteristics of populations. Darwin called it descent with modification: living species descend from ancestral species that were different from them, and all life is connected by common ancestry, like twigs on a single great tree. Population geneticists use a narrower, measurable definition: evolution is a change in allele frequencies in a population over generations. These definitions describe the same process at different scales. Small allele frequency changes within populations (microevolution) accumulate into the origin of new species and larger groups (macroevolution), the subject of the next chapter.

Evolution is both a pattern and a process. The pattern is what the evidence shows: species have changed and share ancestors. The process is the set of mechanisms that cause those changes, such as natural selection and genetic drift. Scientists are confident about the pattern, and actively research the relative importance of different processes.

Ideas that came before

Darwin did not work in a vacuum. Several earlier thinkers built pieces of the puzzle, often without accepting evolution themselves.

ThinkerKey ideaWhat Darwin took from it
LinnaeusBinomial names; nested classificationNested groups reflect branching common descent
CuvierFossils differ by layer; extinction happensSpecies are not fixed; life has a long, changing history
HuttonGradualism in geologyLarge changes can come from slow processes
LyellUniformitarianism; very old EarthThere has been enough time for gradual evolution
LamarckUse and disuse; inheritance of acquired traitsSpecies change and fit their environments (mechanism rejected)
MalthusPopulations outgrow resourcesA struggle for existence in every generation

The voyage and the Galápagos

From 1831 to 1836 Charles Darwin sailed around the world as a naturalist aboard HMS Beagle, which was mapping the coast of South America. He collected thousands of specimens and noticed that species in South America resembled one another more than they resembled species in similar climates in Europe. Temperate South American plants and animals were more like tropical South American species than like temperate European ones. On the young volcanic Galápagos Islands, about 900 kilometers west of Ecuador, he found species found nowhere else that nevertheless resembled species on the mainland. Mockingbirds differed from island to island, and the local governor said he could tell which island a tortoise came from by its shell. The islands' finches, later studied in detail, varied in beak shape according to diet: thick crushing beaks for seeds, slender probing beaks for insects, and even a species that uses cactus spines as tools.

Darwin reasoned that a few colonists from the mainland had reached the islands, and their descendants had changed over generations as they adapted to different conditions on different islands. Back in England, he spent more than twenty years gathering evidence, breeding pigeons, corresponding with naturalists and refining his argument. In 1858 he received a manuscript from Alfred Russel Wallace, a naturalist working in Southeast Asia who had independently arrived at the same mechanism. Their ideas were presented together that year, and in 1859 Darwin published On the Origin of Species by Means of Natural Selection.

Natural selection: observations and inferences

Darwin's argument can be laid out as a short chain of observations and the conclusions they force.

This is natural selection: the differential survival and reproduction of individuals because of differences in heritable traits. Over long periods, natural selection produces adaptations, inherited characteristics that enhance survival and reproduction in a particular environment. Darwin added that the process, acting over vast spans of time, could account for the diversity of life, because populations in different environments would accumulate different adaptations and eventually become different species.

Observations Inferences 1. Individuals varyin size, color, beak shape and more 2. Many traits are heritableoffspring resemble their parents 3. Overproductionmore offspring than can survive 4. Limited resourcesmany die or fail to reproduce Unequal reproductionindividuals with favorable heritabletraits leave more offspring Accumulationfavorable traits become morecommon over generations Result: adaptation
Figure 8.1 The logic of natural selection. Variation and heritability supply the raw material; overproduction and limited resources supply the competition. Together they make reproduction unequal, and favorable traits accumulate as adaptations.

Artificial selection as a model

Darwin opened On the Origin of Species with domesticated animals and plants because breeders had already shown what selection could do. By choosing which individuals breed, humans have produced the enormous variety of dog breeds from wolves and, from a single wild mustard species (Brassica oleracea), cabbage (selected for terminal buds), kale (leaves), broccoli (flower clusters and stems), cauliflower (flower clusters), kohlrabi (stems) and Brussels sprouts (lateral buds). If humans can change a species this much in a few thousand years, Darwin argued, nature selecting over millions of years could do far more. In artificial selection humans set the criterion; in natural selection the environment does.

Clearing up common misunderstandings

Three points about natural selection are easy to state and easy to forget:

  1. Individuals do not evolve; populations do. Selection acts on individuals, because each one survives and reproduces or does not, but the evolutionary result is a change in the makeup of the population over generations. A single giraffe's neck never lengthens because of selection.
  2. Only heritable traits matter. A muscle built in the gym, or a scar, is not passed on, so it cannot be selected in the evolutionary sense.
  3. Selection is local and has no goal. A trait favored in one place or time may be useless or harmful in another. Natural selection does not plan ahead and does not aim at "higher" or more complex organisms; it favors whatever variants happen to reproduce best in current conditions.
Study tip. To spot a Lamarckian error, look for need or effort causing the change: "the bacteria developed resistance because they needed to survive the drug." The Darwinian version says resistant variants already existed by random mutation; the drug killed the others, so the survivors' offspring made up the next generation. Rewrite any "needed to" sentence in terms of existing variation and unequal reproduction.
Key point

Building on geology's deep time, Cuvier's fossils and extinction, Malthus's struggle for existence and breeders' experience, Darwin (and independently Wallace) proposed that heritable variation plus unequal survival and reproduction produce adaptation and, over long periods, new species. Evolution is descent with modification, measured in populations as changes in allele frequencies; individuals are selected, but populations evolve.

Section 2Evidence for evolution

Darwin's case rested on many independent lines of evidence, and every one has grown stronger since. The power of the argument lies in agreement: anatomy, embryos, molecules, fossils, geography and direct observation all point to the same branching history.

Direct observation of evolutionary change

Evolution is often fast enough to watch. Soapberry bugs in Florida feed by piercing the fruit of plants with their beaks to reach the seeds. Their native host has large fruit, but in the last century they colonized an introduced plant with much smaller fruit. Within a few decades, bugs living on the introduced plant had evolved significantly shorter beaks, while bugs on the native plant kept long ones. Bugs from the two populations raised on the same food kept their beak differences, showing the change was genetic.

On the Galápagos island of Daphne Major, a severe drought in 1977 left mostly large, hard seeds. Medium ground finches with deeper beaks cracked them more easily and survived at higher rates, and the next generation had measurably deeper beaks on average. When wet years later favored small seeds, the trend partly reversed. Selection was measured directly in the wild, and its direction changed with the environment.

The most consequential example is drug resistance. Staphylococcus aureus resistant to methicillin (MRSA) appeared within a few years of the drug's introduction in 1959. Resistance arises when a bacterium acquires a gene (in this case one encoding an altered penicillin binding protein that the drug cannot inactivate). Exposure to the antibiotic does not create the resistance; it kills susceptible cells and leaves resistant ones to multiply. The same process drives resistance in HIV, malaria parasites, cancer cells under chemotherapy, insects exposed to pesticides and weeds exposed to herbicides.

Connection. Every unnecessary or incomplete antibiotic course is a selection experiment. Antibiotics given for viral colds, used routinely to promote growth in livestock, or stopped early leave behind the hardiest bacteria. Antibiotic stewardship (prescribing only when needed, with the right drug, dose and duration) and infection control are applications of evolutionary biology, because the only lasting way to slow resistance is to reduce the selection pressure.

Homology

Homology is similarity resulting from common ancestry. Homologous structures may now serve very different functions, but they share an underlying plan because they were inherited from a common ancestor.

HumanCatWhaleBat graspingwalkingswimmingflying humerusradius and ulnacarpalsmetacarpals and phalanges
Figure 8.2 Homologous forelimbs. The same four groups of bones appear in each limb, stretched, shortened or fused for very different jobs. The shared plan reflects common descent, not common function.

Vestigial structures and molecular leftovers

Vestigial structures are remnants of features that served important functions in an organism's ancestors but are reduced or have lost that function. Examples include the small pelvic and leg bones embedded in the bodies of whales and some snakes (pythons have tiny external spurs), the human tailbone (coccyx), the muscles that move the ear in humans, and the eyes of blind cave fishes, which form in the embryo and then degenerate. Each makes sense as an inheritance from an ancestor that used the structure.

Genomes contain the molecular equivalent. Pseudogenes are copies of genes that have accumulated disabling mutations. Most mammals make their own vitamin C, but humans and other primates carry a broken copy of the final enzyme gene in the pathway (GULO), with the same disabling mutation shared across species. That is why we must get vitamin C from food. The shared defect is hard to explain except by inheritance from a common ancestor in which it first arose.

Convergent evolution and analogy

Not every similarity reflects common ancestry. Convergent evolution is the independent evolution of similar features in different lineages that face similar environmental challenges. The resulting similar features are called analogous: they share function but not ancestry. The wings of insects, birds and bats are analogous as wings (insect wings are not built from limb bones at all). The streamlined bodies of sharks, dolphins and extinct ichthyosaurs, the eyes of octopuses and vertebrates, and the gliding membranes of Australian sugar gliders (marsupials) and North American flying squirrels (placental mammals) are other examples. Convergence is itself evidence of natural selection, because similar environments repeatedly favor similar solutions.

FeatureHomologousAnalogous
Cause of similarityShared ancestrySimilar selection pressures (convergence)
Underlying structureSame parts and development, functions may differDifferent parts and development, function similar
ExampleHuman arm and bat wing (as forelimbs)Bat wing and insect wing
Use in building treesInformative about relationshipsMisleading if mistaken for homology
Study tip. A bat wing and a bird wing are a classic trick question. As forelimbs they are homologous (both are modified tetrapod forelimbs with the same bones). As wings they are analogous, because flight evolved separately in the two lineages from flightless ancestors. Always ask "homologous as what?"

The fossil record

Fossils are preserved remains or traces of past organisms, usually found in sedimentary rock laid down in layers (strata), with younger layers on top of older ones. Their absolute ages are measured by radiometric dating of volcanic layers above and below, using the steady decay of radioactive isotopes with known half-lives. The fossil record shows that past organisms differed from present ones, that many species have gone extinct, and that groups appear in a consistent order: prokaryotes long before eukaryotes, fishes before amphibians, reptiles before mammals and birds.

Fossils also document transitional forms that link groups. Tiktaalik, about 375 million years old, had fish features (scales, fins, gills) together with tetrapod features (a flexible neck, sturdy fin bones homologous to the arm bones, and lungs). A series of fossils from about 50 to 40 million years ago traces whales from four legged land mammals: Pakicetus had legs but an ear region like a whale's, Ambulocetus was amphibious, Rodhocetus had shortened hind limbs, and Dorudon was fully aquatic with tiny vestigial hind limbs. Molecular data independently place whales within the even-toed hoofed mammals, closest to hippopotamuses, and the ankle bones of early fossil whales share a distinctive shape with that group. Archaeopteryx and many feathered dinosaurs similarly link birds to theropod dinosaurs.

Biogeography

Biogeography, the geographic distribution of species, reflects both evolution and the movement of continents. About 250 million years ago the continents were joined in the supercontinent Pangaea; as it broke apart, lineages on separate landmasses evolved independently. Australia's rich diversity of marsupials, which fill niches occupied elsewhere by placental mammals, reflects its long isolation. Islands are especially telling. They often have many endemic species (found nowhere else) that are closely related to species on the nearest mainland or neighboring island, rather than to species living in similar habitats far away. Oceanic islands also tend to lack groups that disperse poorly over sea, such as amphibians and land mammals, while having many birds, insects and plants that cross water easily. These patterns are expected if species arise from colonists and diverge in place; they are puzzling otherwise.

Key point

Evolution is supported by direct observation (finch beaks, soapberry bugs, drug resistance), by homology at the anatomical, embryological and molecular levels, by vestigial structures and pseudogenes, by convergent evolution, by an ordered fossil record rich in transitional forms, and by the distribution of species on continents and islands. Homology reveals shared ancestry; analogy reveals similar selection.

Section 3Hardy-Weinberg equilibrium and its assumptions

Populations, gene pools and allele frequencies

A population is a group of individuals of the same species that live in the same area and interbreed, producing fertile offspring. All copies of every allele at every locus in all members of the population make up its gene pool. For a gene with two alleles, A and a, we describe the gene pool by the allele frequencies: by convention p is the frequency of one allele (often the dominant one) and q the frequency of the other. Because these are the only two alleles, p + q = 1. If only one allele exists at a locus in a population, that allele is said to be fixed (its frequency is 1).

Calculating allele frequencies from genotype counts is straightforward because each diploid individual carries two copies of the gene. Consider a population of 500 wildflowers in which flower color shows incomplete dominance: 320 plants are red (CRCR), 160 are pink (CRCW) and 20 are white (CWCW). The population holds 1,000 copies of the gene. Red plants contribute 640 copies of CR and pink plants 160 more, for 800, so p = 800 / 1,000 = 0.8. White plants contribute 40 copies of CW and pink plants 160, for 200, so q = 0.2. Check: p + q = 1.

The Hardy-Weinberg principle

In 1908 the mathematician G. H. Hardy and the physician Wilhelm Weinberg independently showed that Mendelian inheritance by itself does not change allele frequencies. The Hardy-Weinberg principle states that the frequencies of alleles and genotypes in a population will remain constant from generation to generation unless something acts to change them. Such a population is in Hardy-Weinberg equilibrium. Dominant alleles do not automatically become more common, and recessive alleles do not disappear just because they are recessive.

The reasoning treats reproduction as drawing gametes at random from the gene pool. If the frequency of allele A is p, then the chance that a random sperm carries A is p, and the chance that a random egg carries A is also p. The chance that both carry A is p × p = p2. Likewise, the chance of aa is q2. Heterozygotes can form two ways (A sperm with a egg, or a sperm with A egg), so their frequency is 2pq. Since these three genotypes are the only possibilities:

p2 + 2pq + q2 = 1

where p2 is the frequency of AA, 2pq the frequency of Aa and q2 the frequency of aa. In the wildflower example, the expected frequencies are 0.82 = 0.64 red, 2(0.8)(0.2) = 0.32 pink and 0.22 = 0.04 white. Multiplying by 500 gives 320, 160 and 20, exactly what was observed, so this population appears to be in equilibrium for this gene. A key consequence: under random mating, genotype frequencies reach Hardy-Weinberg proportions after a single generation, and the allele frequencies in the next generation equal those in the parents.

spermA: p = 0.7a: q = 0.3eggsA: 0.7a: 0.3 AAp² = 0.49Aapq = 0.21Aapq = 0.21aaq² = 0.09 Allele frequenciesp + q = 1Genotype frequenciesp² + 2pq + q² = 10.49 + 0.42 + 0.09 = 1 Each area is the chance that arandom sperm and a random eggcombine to give that genotype.Heterozygotes appear twice,so their total is 2pq.
Figure 8.3 The Hardy-Weinberg square. With random mating, the frequency of each genotype is the product of the frequencies of the alleles that form it, so the areas of the square give p2, 2pq and q2.

The five conditions

Hardy-Weinberg equilibrium holds only if five conditions are met. Each one, when violated, corresponds to a way a population can evolve.

ConditionWhat it meansIf violated
No mutationsAlleles are not created, lost or changedMutation adds new alleles and slowly changes frequencies
Random matingIndividuals pair without regard to genotypeInbreeding or assortative mating changes genotype frequencies (more homozygotes) without directly changing allele frequencies
No natural selectionAll genotypes survive and reproduce equallyAlleles in favored genotypes increase
Extremely large populationChance events do not shift frequenciesGenetic drift changes frequencies at random
No gene flowNo migration of alleles in or outGene flow moves frequencies toward those of the source population

Real populations rarely meet all five conditions perfectly, yet many loci are close to equilibrium, because the forces acting on them are weak. The value of the principle is that it provides a null model: a precise prediction of what would happen if evolution were not occurring at a locus. When observed genotype frequencies differ significantly from p2, 2pq and q2 (tested statistically, often with a chi-square test), something is acting on that locus, and the pattern of the deviation hints at what. A shortage of heterozygotes, for example, suggests inbreeding or a hidden subdivision of the population.

Using the equation in human genetics

The equation is often used to estimate how many people carry a recessive allele, because carriers cannot be counted by appearance. Suppose that about 1 in 2,500 babies of northern European ancestry is born with cystic fibrosis, an autosomal recessive disorder. Assuming equilibrium:

  1. Affected individuals are aa, so q2 = 1 / 2,500 = 0.0004.
  2. q = √0.0004 = 0.02.
  3. p = 1 − 0.02 = 0.98.
  4. Carriers are Aa: 2pq = 2(0.98)(0.02) ≈ 0.039, or about 1 in 25 people.

The striking result is that carriers outnumber affected people about a hundredfold. Most copies of a rare recessive allele are hidden in heterozygotes, where selection cannot "see" them, which is one reason harmful recessive alleles persist. The same calculation for phenylketonuria (about 1 in 10,000 births) gives q = 0.01 and a carrier frequency of about 1 in 50. Such estimates guide genetic counseling and the design of carrier screening programs.

Study tip. In Hardy-Weinberg problems, always start from the homozygous recessive class, because it is the only one you can identify from phenotype alone. Take q2 from the fraction showing the recessive trait, find q by square root, get p by subtraction, then compute anything else. A common error is to take the square root of the dominant phenotype fraction: that fraction is p2 + 2pq, not p2.
Connection. Hardy-Weinberg reasoning applies only within a population that mates randomly. Allele frequencies for many disease genes differ among ancestral groups (the cystic fibrosis allele is more common in people of northern European ancestry, the sickle cell allele in people whose ancestors lived where malaria was common, and Tay-Sachs alleles in some Ashkenazi Jewish and French Canadian communities). Carrier screening recommendations have increasingly moved to pan-ethnic panels, because ancestry is often mixed or unknown.
Key point

With two alleles, p + q = 1 and, under random mating, genotype frequencies are p2, 2pq and q2. Allele and genotype frequencies stay constant if there is no mutation, random mating, no selection, a very large population and no gene flow. The equation serves as a null model for detecting evolution and as a tool for estimating carrier frequencies from the frequency of recessive phenotypes.

Section 4Natural selection, genetic drift and gene flow

Where variation comes from

Evolution needs heritable variation, and individuals in nearly every population differ genetically. Ultimately, new alleles arise by mutation, changes in DNA sequence caused by replication errors, radiation or chemicals. Most mutations that change a protein are harmful or neutral; a few are beneficial in a particular environment. Mutation also creates new genes, when gene duplication leaves an extra copy free to acquire a new function (the many olfactory receptor genes of mammals arose this way). Because the mutation rate per gene per generation is low in animals and plants, mutation alone changes allele frequencies very slowly. Prokaryotes and viruses, with huge populations and short generation times, generate new variants rapidly.

In sexually reproducing organisms, most of the variation seen in any one generation comes not from new mutation but from sexual reproduction reshuffling existing alleles: crossing over, independent assortment of chromosomes and random fertilization produce new combinations every generation. Diploidy also hides recessive alleles from selection in heterozygotes, preserving variation that may later prove useful.

Three main mechanisms of allele frequency change

Of the five ways a population can depart from Hardy-Weinberg equilibrium, three most directly change allele frequencies: natural selection, genetic drift and gene flow. Mutation contributes slowly, and nonrandom mating changes genotype frequencies but not allele frequencies on its own.

MechanismWhat happensAdaptive?Effect on variation
Natural selectionAlleles that improve survival and reproduction increaseYes, consistentlyDirectional selection reduces it; balancing selection maintains it
Genetic driftRandom changes from chance sampling, strongest in small populationsNo, randomReduces variation within populations; can fix harmful alleles
Gene flowMovement of alleles between populations by migration of individuals or gametesCan be eitherMakes populations more alike; adds variation to a receiving population
MutationNew alleles createdNo, randomSource of all new variation; slow by itself
Nonrandom matingInbreeding or choosing similar matesNoRaises homozygosity, exposing recessive alleles

Genetic drift

Flip a fair coin 1,000 times and you will get close to 500 heads; flip it 10 times and 7 or 8 heads would not be surprising. The gametes that happen to form the next generation are a sample of the parents' gene pool, and like any sample, small ones deviate more from the source. Genetic drift is the change in allele frequencies from one generation to the next caused by such chance events. Imagine a population of wildflowers in which, purely by chance, a few plants carrying the white allele are trampled before they set seed. The white allele becomes rarer, not because it was worse but because of luck. Two situations make drift especially strong:

Original populationBottleneckRecovered population three alleles, aboutone third eacha few survivors,chosen by chancegold allele lost; navy andsky frequencies shifted
Figure 8.4 The bottleneck effect. The survivors of a disaster are a chance sample of the original gene pool. Alleles can be lost entirely and others shifted in frequency, and the recovered population keeps the reduced variation even after its numbers rebound.

Drift has four key properties. It is significant in small populations. It can change allele frequencies at random, so an allele may increase even if it is slightly harmful. It leads to a loss of genetic variation within populations as alleles are lost or fixed. And it can fix harmful alleles. The greater prairie chicken of Illinois illustrates the danger. As prairie was converted to farmland, the population fell from millions to fewer than 50 birds in the 1990s, and fewer than half of their eggs hatched. When biologists brought in birds from larger populations in other states, adding new alleles by gene flow, egg hatching rates rose above 90 percent.

Gene flow

Gene flow is the transfer of alleles into or out of a population by the movement of fertile individuals or their gametes, such as pollen carried by wind or insects. It tends to reduce genetic differences between populations; if extensive enough, it can merge neighboring populations into one with a common gene pool. Gene flow can work against local adaptation: on islands where a bird population is adapted to local conditions, steady arrival of birds from a different environment can bring in alleles poorly suited to the island. It can also spread beneficial alleles, such as insecticide resistance alleles that have moved among mosquito populations. Human gene flow has increased greatly with modern travel and migration.

Relative fitness

Phrases such as "survival of the fittest" are misleading if taken to mean strength or aggression. In evolutionary terms, fitness is reproductive success. Relative fitness is the contribution an individual makes to the gene pool of the next generation relative to the contributions of other individuals. A tough, long lived animal that leaves no offspring has a relative fitness of zero. Selection acts on whole organisms, so the relative fitness of an allele depends on the whole genetic and environmental context in which it is expressed.

Modes of selection

Natural selection can change the distribution of a heritable trait that varies continuously, such as size or beak depth, in three ways, depending on which phenotypes have the highest fitness.

Directionalone extreme favoredtrait valuedeeper finch beaksafter a droughtStabilizingintermediate favoredtrait valuehuman birth weightnear the averageDisruptiveboth extremes favoredtrait valueseedcracker bills:small or largebefore selectionafter selection
Figure 8.5 Three modes of selection. Dashed curves show the trait distribution before selection; red curves show it after. Directional selection shifts the mean, stabilizing selection narrows the spread, and disruptive selection splits the distribution in two.
Study tip. To identify the mode of selection from a graph, compare the before and after curves on two features: did the mean move (directional), did the spread shrink around the same mean (stabilizing), or did the middle drop while the ends rose (disruptive)? Then ask which phenotypes had the highest relative fitness: one extreme, the middle, or both extremes.

Sexual selection

Sexual selection is natural selection for mating success. It can produce sexual dimorphism, marked differences between the sexes in secondary sexual characteristics such as size, color, ornamentation and behavior. In intrasexual selection ("within the same sex"), individuals of one sex compete directly for mates, as when male elk clash antlers or male elephant seals fight for control of a beach. In intersexual selection ("between the sexes"), also called mate choice, individuals of one sex (usually females) are choosy in selecting mates. Showy traits such as the peacock's tail may increase predation risk but persist because they raise mating success. The good genes hypothesis proposes that ornaments signal overall genetic quality. Supporting this idea, female gray tree frogs prefer males with longer calls, and offspring sired by long calling males grew faster and survived better than offspring of short calling males in experiments.

Balancing selection

Why does so much genetic variation persist if selection tends to favor the best allele? Neutral variation (differences that do not affect fitness, such as many changes in noncoding DNA) drifts freely. In addition, balancing selection actively maintains two or more forms in a population. Two main mechanisms are recognized:

Connection. The sickle cell example shows that the same allele can be harmful or helpful depending on genotype and environment. Where malaria has been eliminated, the heterozygote advantage disappears and the allele is expected to decline slowly. The overlap between the historical range of malaria and high frequencies of several red blood cell disorders, including sickle cell disease, some thalassemias and G6PD deficiency, is one of the clearest examples of natural selection shaping human genomes.
Key point

Mutation and sexual recombination supply variation. Natural selection changes allele frequencies consistently in an adaptive direction, through directional, stabilizing or disruptive patterns, and through sexual selection for mating success; balancing selection maintains variation. Genetic drift changes frequencies by chance, most strongly after founder events and bottlenecks, and erodes variation. Gene flow makes populations more alike. Fitness means relative reproductive success.

Section 5Adaptation and the limits of selection

What counts as an adaptation

An adaptation is a heritable trait that increased in frequency because it improved survival or reproduction in a particular environment. The camouflage of a stick insect, the water conserving kidneys of a desert kangaroo rat, the antifreeze proteins in the blood of Antarctic fishes and the echolocation of bats are all adaptations. Not every feature of an organism is an adaptation, however. A trait may be a side effect of something else that was selected, a leftover from ancestors, or the result of drift. Biologists test adaptive hypotheses the way they test any hypothesis: by predicting what should be true if the trait was favored by selection, then checking with comparisons among species, measurements of fitness in the wild or experiments.

A classic field study shows how. Guppies in Trinidad streams live either with dangerous predators or with only weak ones. Males in high predation streams are drab; males in low predation streams are colorful, because females prefer bright males. When researchers moved guppies from a high predation site to a stream with only weak predators, the males in the transplanted population became measurably more colorful within about 15 generations, as predicted.

Exaptation: new uses for old structures

Selection cannot plan ahead, so complex structures do not evolve "in order to" serve a future role. Instead, structures that evolved in one context are often co-opted for another. Such a feature is called an exaptation. Feathers first appeared in dinosaurs that could not fly; they probably served for insulation or display and were later co-opted for flight. The small bones of the mammalian middle ear evolved from bones that formed part of the jaw joint in ancestral synapsids. Exaptation explains how a structure that seems useless in an early, partial form can still have been favored: it was useful for something else.

TermMeaningExample
AdaptationTrait favored by selection for its current roleAntifreeze proteins in Antarctic fishes
ExaptationTrait that evolved in one context and was co-opted for anotherFeathers, first for insulation or display, later for flight
Vestigial traitRemnant of a trait that was functional in ancestorsPelvic bones in whales
ByproductSide effect of selection on something else, not selected itselfRed color of blood (a consequence of the iron in hemoglobin)
Trade-offImprovement in one function costs anotherLarge egg size versus number of eggs

Why natural selection cannot fashion perfect organisms

Organisms are well suited to their environments, but they are not perfectly designed. Four constraints explain why.

  1. Selection can act only on existing variation. Natural selection favors the best of the phenotypes actually present in a population, which may not be the best imaginable. New advantageous alleles do not arise on demand. A population of bacteria exposed to a new drug survives only if some resistant variant already exists or arises in time.
  2. Evolution is limited by historical constraints. Each species has a legacy of descent with modification from ancestral forms. Evolution modifies existing structures and adapts them to new situations rather than scrapping them and building from scratch. Birds did not grow a new pair of limbs for wings; their forelimbs were modified, which costs them the use of those limbs as hands. The human back and knee, inherited from four legged ancestors and modified for upright walking, are prone to injury for the same reason.
  3. Adaptations are often compromises. Each organism must do many different things. A seal spends part of its time on rocks; it would probably walk better with legs, but its flippers serve swimming. Human limbs are flexible and allow versatile movement, but at the cost of dislocations, torn ligaments and sprains. Larger body size can bring dominance but also higher energy needs. Bacteria carrying resistance genes often grow more slowly than susceptible strains when no drug is present, a fitness cost that helps explain why resistance sometimes declines after antibiotic use is reduced.
  4. Chance, natural selection and the environment interact. Chance events such as storms or founder events affect which alleles survive, regardless of their adaptive value, and the environment can change faster than a population adapts. A trait shaped by past conditions may become a poor fit; the human taste for sugar and fat was useful when such foods were scarce but contributes to obesity and diabetes in an environment where they are abundant, a situation called evolutionary mismatch.

A case study in historical constraint: the recurrent laryngeal nerve

In fishes, branches of the vagus nerve run to the gills, passing behind the blood vessels of the gill arches, and the heart sits just behind the head. As tetrapods evolved, the gill arch arteries were remodeled: one of them became part of the aortic arch, and the heart moved down into the chest as the neck lengthened. The nerve branch to the larynx, which develops from the old gill region, was still hooked behind that artery. It now runs from the brain down the neck into the chest, loops under the aortic arch on the left side, and climbs back up to the larynx. In humans the detour adds several centimeters; in a giraffe, it adds several meters. No engineer would design such a route, but it is exactly what descent with modification predicts.

Fish ancestorLong necked mammal braingill archbrainlarynx heartshort route from brainto the gill arch vagusnerverecurrentlaryngealnerveaortic arch(cross section)direct pathwould be short
Figure 8.6 A historical constraint. The nerve to the larynx still loops under a vessel descended from a gill arch artery. As the heart moved into the chest and the neck lengthened, the loop was dragged downward, producing a long detour instead of a direct route.
Study tip. When explaining a trait, check three alternatives before calling it an adaptation: could it be a leftover from ancestors (historical constraint or vestige), a side effect of something else (byproduct), or the result of chance (drift)? A good adaptive explanation predicts something testable, as the guppy transplant did.

Coevolution and arms races

Many of the most impressive adaptations arise because the environment includes other evolving species. When two species exert reciprocal selection on each other, they coevolve. Predators and prey, parasites and hosts, and flowers and their pollinators all show this pattern. Rough skinned newts in parts of western North America carry a potent nerve toxin, and the garter snakes that eat them have evolved resistance through changes in their sodium channels; where newts are most toxic, snakes are most resistant. Pathogens and the human immune system are locked in a similar arms race, which is why influenza vaccines must be updated and why bacteria keep evolving around new antibiotics. Because the "target" keeps moving, selection never reaches a final perfect state.

Connection. Evolutionary thinking now guides treatment. Combination therapy for HIV and tuberculosis uses several drugs at once, because a virus or bacterium would need multiple simultaneous mutations to resist all of them, which is extremely unlikely. Some cancer treatments are adjusted over time to keep drug sensitive cells present, since they compete with resistant cells and slow their takeover.

Putting it together

Evolution is not a ladder of progress toward a goal, and natural selection is not the only cause of evolutionary change. Variation arises by chance through mutation and recombination; which variants spread depends on selection, drift and gene flow acting together in a particular environment at a particular time. The result is organisms that are often exquisitely adapted but always bear the marks of their history and the compromises of their many tasks. The same principles explain the origin of new species, the subject of the next chapter.

Key point

Adaptations are heritable traits favored by selection, and claims of adaptation should be tested. Many structures began as exaptations. Selection cannot produce perfection because it works only on available variation, modifies inherited structures rather than designing anew, balances competing demands, and is buffeted by chance and changing environments. Coevolution keeps the target moving.

The chapter in one breath

  • Evolution is descent with modification; in populations it is a change in allele frequencies over generations.
  • Darwin drew on Lyell's deep time, Cuvier's fossils and extinction, Malthus's struggle for existence and breeders' artificial selection; Lamarck's mechanism of acquired traits was wrong.
  • Natural selection follows from heritable variation, overproduction and limited resources; it produces adaptations, and individuals are selected while populations evolve.
  • Evidence includes direct observation (finch beaks, soapberry bugs, MRSA), homology, vestigial structures, pseudogenes, the fossil record with transitional forms and biogeography.
  • Homologous traits share ancestry; analogous traits arise by convergent evolution.
  • The Hardy-Weinberg equations, p + q = 1 and p2 + 2pq + q2 = 1, predict stable frequencies if there is no mutation, random mating, no selection, a large population and no gene flow.
  • Starting from q2 lets you estimate carrier frequency; for cystic fibrosis about 1 in 25.
  • Genetic drift is chance change, strongest in small populations and after founder and bottleneck events; it erodes variation.
  • Gene flow makes populations more alike; relative fitness means reproductive success.
  • Selection can be directional, stabilizing or disruptive; sexual selection and balancing selection (heterozygote advantage, frequency dependence) add to the picture.
  • Selection cannot make perfect organisms: it uses existing variation, works within historical constraints, balances trade-offs and contends with chance and changing environments.

Words worth knowing

TermWhat it means
EvolutionDescent with modification; change in the heritable traits, or allele frequencies, of populations over generations.
Natural selectionUnequal survival and reproduction of individuals due to differences in heritable traits.
AdaptationA heritable trait that improves survival or reproduction in a particular environment.
Artificial selectionSelective breeding by humans for desired traits.
UniformitarianismThe idea that geological processes act at the same rates now as in the past.
Inheritance of acquired characteristicsLamarck's mistaken idea that traits gained during life are passed to offspring.
HomologySimilarity resulting from common ancestry.
Analogous structuresFeatures similar in function but not inherited from a common ancestor that had them.
Convergent evolutionIndependent evolution of similar traits in different lineages facing similar conditions.
Vestigial structureA reduced remnant of a structure that was functional in ancestors.
PseudogeneA gene copy disabled by mutations, often shared among related species.
Transitional fossilA fossil showing a mix of features of an ancestral and a descendant group.
BiogeographyThe study of the geographic distribution of species.
EndemicFound naturally in only one place.
Gene poolAll copies of every allele at every locus in a population.
Fixed alleleThe only allele present at a locus in a population.
Hardy-Weinberg equilibriumThe state of a population in which allele and genotype frequencies stay constant across generations.
MicroevolutionChange in allele frequencies within a population.
Genetic driftRandom change in allele frequencies caused by chance events.
Founder effectDrift that occurs when a few individuals start a new population.
Bottleneck effectDrift that occurs when a population is drastically reduced in size.
Gene flowMovement of alleles between populations through migration of individuals or gametes.
Relative fitnessAn individual's contribution to the next generation's gene pool compared with others.
Directional selectionSelection favoring one extreme phenotype, shifting the mean.
Stabilizing selectionSelection favoring intermediate phenotypes and reducing variation.
Disruptive selectionSelection favoring both extremes over intermediates.
Sexual selectionSelection for traits that increase mating success.
Heterozygote advantageHigher fitness of heterozygotes than of either homozygote, which maintains both alleles.
Frequency-dependent selectionSelection in which a phenotype's fitness depends on how common it is.
ExaptationA structure that evolved in one context and was later co-opted for another function.

Check yourself

A student writes: "Cave fish lost their eyes because they stopped using them." Rewrite the explanation in Darwinian terms.
Variation and unequal reproduction, not disuse. Fish varied genetically in eye development. In darkness, eyes gave no benefit and cost energy and risk of injury, so fish with reduced eyes left slightly more offspring, and drift may also have played a role. Over generations, alleles for reduced eyes became common.
Why did Lyell's ideas matter so much to Darwin?
Deep time. Uniformitarianism implied that Earth is very old and that slow processes can produce large changes, giving enough time for gradual evolution by natural selection.
The flipper of a dolphin and the fin of a shark both function in swimming. Are they homologous or analogous? Explain.
Analogous as swimming structures. The dolphin flipper is a modified mammalian forelimb with humerus, radius, ulna and digits, while the shark fin is supported by cartilage rods; their similar shape reflects convergent evolution in water.
Humans and other primates share the same disabling mutation in the GULO gene. What does this suggest, and why is it strong evidence?
Common ancestry. The same specific mutation in a nonfunctional gene is very unlikely to arise independently in each species; it is best explained by inheritance from a shared ancestor in which it first occurred.
In a population, 16 percent of individuals show a recessive phenotype. Assuming Hardy-Weinberg equilibrium, what fraction are heterozygous?
48 percent. q2 = 0.16, so q = 0.4 and p = 0.6. 2pq = 2(0.6)(0.4) = 0.48.
A sample of 1,000 people has 500 AA, 200 Aa and 300 aa individuals. Calculate p and q, and decide whether the population looks like it is in Hardy-Weinberg equilibrium.
p = 0.6, q = 0.4; not in equilibrium. A alleles = 1,000 + 200 = 1,200 of 2,000, so p = 0.6. Expected genotypes are 360 AA, 480 Aa and 160 aa. The large deficit of heterozygotes suggests inbreeding, assortative mating or a mixture of separate populations.
Why is genetic drift more important in a population of 20 than in a population of 20,000?
Sampling error. Each generation is a sample of the parents' gametes. Small samples deviate more from the source by chance, so allele frequencies fluctuate more and alleles are lost or fixed faster.
Birth weights in a population cluster tightly around the average because very small and very large babies have had lower survival. Name the mode of selection and its effect on variation.
Stabilizing selection. It favors intermediate phenotypes, keeps the mean about the same and reduces variation in the trait.
Explain why the sickle cell allele remains common in regions where malaria is common, even though homozygotes are severely affected.
Heterozygote advantage. Carriers are protected against severe malaria and have higher fitness than either homozygote, so selection maintains both alleles in the population.
Give two reasons why natural selection cannot produce a perfectly designed organism.
Any two constraints. Selection acts only on variation that exists; it modifies inherited structures (historical constraints such as the recurrent laryngeal nerve); adaptations are compromises among competing functions; and chance and changing environments interfere.